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LPL Financial
LPLA

193 hedge funds and large institutions have $3.3B invested in LPL Financial in 2017 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 66 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 37

20% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 55

12% more capital invested

Capital invested by funds: $2.96B → $3.3B (+$342M)

3% more funds holding

Funds holding: 188 → 193 (+5)

2.26% less ownership

Funds ownership: 94.24% → 91.98% (-2.3%)

11% less call options, than puts

Call options by funds: $11.2M | Put options by funds: $12.5M

20% less funds holding in top 10

Funds holding in top 10: 10 → 8 (-2)

Holders
193
Holders Change
+5
Holders Change %
+2.66%
% of All Funds
4.8%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
49
Increased
66
Reduced
55
Closed
37
Calls
$11.2M
Puts
$12.5M
Net Calls
-$1.34M
Net Calls Change
+$8.09M

Top Buyers

1
BlackRock
BlackRock
New York
+$137M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$57.2M
3
Point72 Asset Management
Point72 Asset Management
Connecticut
+$46.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$44.7M
5
JHIU
Janus Henderson Investors US
Colorado
+$40.8M

Top Sellers

1
FP
FPR Partners
California
-$137M
2
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$108M
3
SP
Stockbridge Partners
Massachusetts
-$99.2M
4
LCM
Laurion Capital Management
New York
-$49.4M
5
HCM
HMI Capital Management
California
-$35.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
3C
101
361 Capital
Colorado
$879K +$867K +22,064 New
HMS
102
Hanseatic Management Services
New Mexico
$777K -$88.5K -2,251 -10%
MAM
103
Meeder Asset Management
Ohio
$730K +$676K +17,197 +1,523%
Allianz Asset Management
104
Allianz Asset Management
Germany
$701K +$691K +17,581 New
Barclays
105
Barclays
United Kingdom
$690K -$560K -14,239 -45%
State of Wisconsin Investment Board
106
State of Wisconsin Investment Board
Wisconsin
$681K -$1.18M -30,023 -64%
BNP Paribas Financial Markets
107
BNP Paribas Financial Markets
France
$655K +$333K +8,483 +107%
SEC
108
Seven Eight Capital
New York
$640K +$66.8K +1,700 +12%
BOTW
109
Bank of the West
California
$635K – – –
URS
110
Utah Retirement Systems
Utah
$624K – – –
Rafferty Asset Management
111
Rafferty Asset Management
New York
$620K +$612K +15,576 New
PAG
112
Private Advisor Group
New Jersey
$600K +$54.5K +1,387 +10%
Citigroup
113
Citigroup
New York
$561K +$491K +12,485 +785%
CC
114
Cipher Capital
New York
$546K +$538K +13,692 New
1GA
115
1st Global Advisors
Texas
$541K +$534K +13,580 New
Susquehanna International Group
116
Susquehanna International Group
Pennsylvania
$519K +$512K +13,026 New
GCA
117
Gideon Capital Advisors
New York
$514K +$39.2K +997 +8%
RJT
118
Raymond James Trust
Florida
$500K -$34.2K -870 -6%
AB
119
Amalgamated Bank
New York
$493K -$2.2K -56 -0.5%
NIT
120
NumerixS Investment Technologies
British Columbia, Canada
$488K -$37.7K -958 -7%
UFF
121
USA Financial Formulas
Michigan
$483K +$477K +12,126 New
N
122
Nuveen
North Carolina
$476K +$470K +11,948 New
AW
123
Alpha Windward
Massachusetts
$471K +$465K +11,820 New
VKH
124
Virtu KCG Holdings
New York
$467K -$780K -19,849 -63%
ProShare Advisors
125
ProShare Advisors
Maryland
$464K +$29.2K +744 +7%
3 4
5
6 7

LPLA Hedge Fund Activity: Q1 2017 in Review

193 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2017, worth a combined $3.3B — up 12% from $2.96B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new LPLA positions and 37 closed out — a net gain of 12 holders — while 66 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $137M. The largest seller was FPR Partners, cutting an estimated $137M.

  • 193 institutional investors held LPL Financial (LPLA) as of Q1 2017, up from 188 in Q4 2016.
  • Funds reported $3.3B of LPL Financial stock for Q1 2017, up 12% quarter-over-quarter.
  • 49 funds opened new LPL Financial positions in Q1 2017 and 37 closed out, a net change of +12 holders.
  • The largest LPL Financial buyer in Q1 2017 was BlackRock, an estimated $137M added.
  • The largest LPL Financial seller in Q1 2017 was FPR Partners, an estimated $137M sold.

Based on aggregated 13F filings for Q1 2017.