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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
76
Parametric Portfolio Associates
Washington
$20.6M -$1.51M -9,121 -7%
William Blair Investment Management
77
William Blair Investment Management
Illinois
$20M +$380K +2,304 +2%
Royal Bank of Canada
78
Royal Bank of Canada
Ontario, Canada
$19.1M +$751K +4,553 +4%
Morgan Stanley
79
Morgan Stanley
New York
$18.5M +$3.81M +23,108 +25%
California State Teachers Retirement System (CalSTRS)
80
California State Teachers Retirement System (CalSTRS)
California
$17.9M -$3.85M -23,311 -17%
Marshall Wace
81
Marshall Wace
United Kingdom
$17.7M +$15.8M +95,653 +637%
Stifel Financial
82
Stifel Financial
Missouri
$17.2M +$1.03M +6,266 +6%
BCM
83
BlueMar Capital Management
Florida
$16.3M +$274K +1,660 +2%
New York State Common Retirement Fund
84
New York State Common Retirement Fund
New York
$16.2M -$16.1M -97,292 -49%
State Board of Administration of Florida Retirement System
85
State Board of Administration of Florida Retirement System
Florida
$15.9M -$20.3K -123 -0.1%
PI
86
PineBridge Investments
New York
$15.4M -$328K -1,986 -2%
ECM
87
ExodusPoint Capital Management
New York
$14.3M -$1.99M -12,052 -12%
Nordea Investment Management
88
Nordea Investment Management
Sweden
$14.3M -$78.6K -476 -0.5%
CAPTRUST Financial Advisors
89
CAPTRUST Financial Advisors
North Carolina
$14.2M -$5.06M -30,660 -26%
Legal & General Group
90
Legal & General Group
United Kingdom
$13.4M +$1.27M +7,722 +10%
CS
91
Credit Suisse
Switzerland
$13.3M -$449K -2,719 -3%
Comerica Bank
92
Comerica Bank
Texas
$12.3M +$159K +963 +1%
Assenagon Asset Management
93
Assenagon Asset Management
Luxembourg
$12.2M -$15.9M -96,635 -56%
Calamos Advisors
94
Calamos Advisors
Illinois
$12.2M -$2.58M -15,618 -17%
RhumbLine Advisers
95
RhumbLine Advisers
Massachusetts
$12.1M +$351K +2,126 +3%
Ameriprise
96
Ameriprise
Minnesota
$11.8M +$2.74M +16,630 +29%
Qube Research & Technologies (QRT)
97
Qube Research & Technologies (QRT)
United Kingdom
$11.2M +$11.6M +70,160 New
LPL Financial
98
LPL Financial
California
$11.1M +$593K +3,594 +5%
VWM
99
Venturi Wealth Management
Texas
$10.9M -$66.7K -404 -0.6%
Alyeska Investment Group
100
Alyeska Investment Group
Illinois
$10.8M +$11.1M +67,390 New

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.