We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 32

55% more call options, than puts

Call options by funds: $8.44M | Put options by funds: $5.45M

44% more funds holding in top 10

Funds holding in top 10: 9 → 13 (+4)

13% more capital invested

Capital invested by funds: $4.26B → $4.82B (+$554M)

9% more funds holding

Funds holding: 223 → 243 (+20)

1.58% more ownership

Funds ownership: 91.88% → 93.46% (+1.6%)

22% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 95

Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.51%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.29%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
Bank of New York Mellon
New York
+$38.7M
2
AL
AJO LP
Pennsylvania
+$37.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$27.8M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$20.9M
5
WRF
Waddell & Reed Financial
Kansas
+$20.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$49.2M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$37.4M
3
FCIM
Fairview Capital Investment Management
California
-$25.3M
4
Prudential Financial
Prudential Financial
New Jersey
-$22.3M
5
FPA
First Pacific Advisors
California
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
State Board of Administration of Florida Retirement System
76
State Board of Administration of Florida Retirement System
Florida
$6.2M +$319K +6,071 +6%
CS
77
Credit Suisse
Switzerland
$5.97M +$1.3M +24,676 +31%
UBS AM
78
UBS AM
Illinois
$5.73M -$29.7K -565 -0.6%
SC
79
Sovarnum Capital
New York
$5.54M +$5.1M +97,000 New
Assenagon Asset Management
80
Assenagon Asset Management
Luxembourg
$5.49M +$5.06M +96,134 New
RhumbLine Advisers
81
RhumbLine Advisers
Massachusetts
$5.38M -$414K -7,869 -8%
IP
82
Interval Partners
New York
$5.37M -$7.05M -133,955 -59%
PP
83
PDT Partners
New York
$4.98M -$721K -13,700 -14%
Legal & General Group
84
Legal & General Group
United Kingdom
$4.93M +$365K +6,930 +9%
Canada Pension Plan Investment Board
85
Canada Pension Plan Investment Board
Ontario, Canada
$4.54M -$1.14M -21,700 -21%
VIA
86
Vident Investment Advisory
Georgia
$3.57M +$264K +5,010 +9%
EAM
87
Eagle Asset Management
Florida
$3.3M +$2.79M +53,011 New
Nomura Holdings
88
Nomura Holdings
Japan
$3.17M +$2.91M +55,380 New
PCM
89
Piermont Capital Management
Missouri
$3.07M -$42.1K -800 -1%
Natixis Advisors
90
Natixis Advisors
Massachusetts
$2.98M -$116K -2,197 -4%
Morgan Stanley
91
Morgan Stanley
New York
$2.97M +$1.34M +25,548 +97%
AllianceBernstein
92
AllianceBernstein
Tennessee
$2.95M -$18.4K -350 -0.7%
EI
93
EAM Investors
California
$2.74M -$32.8K -624 -1%
Bank of Montreal
94
Bank of Montreal
Ontario, Canada
$2.49M -$4.38M -83,223 -66%
BPM
95
Blue Pool Management
Hong Kong
$2.47M +$2.28M +43,300 New
UBS Group
96
UBS Group
Switzerland
$2.37M +$486K +9,241 +29%
CAM
97
Congress Asset Management
Massachusetts
$2.33M -$37.6K -715 -2%
CCMG
98
Clark Capital Management Group
Pennsylvania
$2.28M -$1.79M -34,018 -46%
Millennium Management
99
Millennium Management
New York
$2.18M -$15.1M -287,219 -88%
Citigroup
100
Citigroup
New York
$2.18M +$199K +3,784 +11%
2 3
4
5 6

LPLA Hedge Fund Activity: Q4 2017 in Review

243 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2017, worth a combined $4.82B — up 13% from $4.26B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new LPLA positions and 32 closed out — a net gain of 23 holders — while 74 added to existing stakes and 95 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $38.7M. The largest seller was Goldman Sachs, cutting an estimated $49.2M.

  • 243 institutional investors held LPL Financial (LPLA) as of Q4 2017, up from 223 in Q3 2017.
  • Funds reported $4.82B of LPL Financial stock for Q4 2017, up 13% quarter-over-quarter.
  • 55 funds opened new LPL Financial positions in Q4 2017 and 32 closed out, a net change of +23 holders.
  • The largest LPL Financial buyer in Q4 2017 was Bank of New York Mellon, an estimated $38.7M added.
  • The largest LPL Financial seller in Q4 2017 was Goldman Sachs, an estimated $49.2M sold.

Based on aggregated 13F filings for Q4 2017.