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LPL Financial
LPLA

Overview Fund Activity

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.36%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
1
Marcato Capital Management
California
$258M
2
FP
2
FPR Partners
California
$504M
3
CCP
3
Clarkston Capital Partners
Michigan
$35.2M
4
BBHC
4
Brown Brothers Harriman & Co
New York
$134M
5
SCM
5
Stonerise Capital Management
California
$9.3M

Top Sellers

1
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$365M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.9M
3
Citigroup
3
Citigroup
New York
$12M
4
Invesco
4
Invesco
Georgia
$142M
5
VNIM
5
Vaughan Nelson Investment Management
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
76
Century Capital Management
Massachusetts
$2.53M – – –
First Trust Advisors
77
First Trust Advisors
Illinois
$2M -$2.91M -68,196 -59%
BG
78
BlackRock Group
United Kingdom
$1.96M -$63K -1,478 -3%
BIM
79
BlackRock Investment Management
Delaware
$1.71M -$6.78K -159 -0.4%
BA
80
BlackRock Advisors
Delaware
$1.71M +$914K +21,415 +115%
Fidelity Investments
81
Fidelity Investments
Massachusetts
$1.7M -$1.4M -32,932 -45%
VOYA Investment Management
82
VOYA Investment Management
Georgia
$1.55M -$49.3K -1,155 -3%
CIM
83
Cambria Investment Management
California
$1.54M -$109K -2,567 -7%
LPL Financial
84
LPL Financial
California
$1.5M +$621K +14,919 +70%
Susquehanna International Group
85
Susquehanna International Group
Pennsylvania
$1.36M +$126K +2,955 +10%
Legal & General Group
86
Legal & General Group
United Kingdom
$1.35M +$56.5K +1,325 +4%
Ohio Public Employees Retirement System (OPERS)
87
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.34M -$92.1K -2,160 -6%
DIA
88
Davidson Investment Advisors
Montana
$1.31M +$11.5K +270 +0.9%
RQS
89
Ramsey Quantitative Systems
Kentucky
$1.1M +$1.1M +25,886 New
CIP
90
Convergence Investment Partners
Florida
$1.03M -$693K -16,240 -40%
SC
91
Sculptor Capital
New York
$926K +$926K +21,700 New
GCP
92
GSA Capital Partners
United Kingdom
$897K +$897K +21,028 New
MCM
93
Maltese Capital Management
New York
$853K +$853K +20,000 New
BKBG
94
BHF Kleinwort Benson Group
Belgium
$822K +$353K +8,269 +75%
IRF
95
IBM Retirement Fund
New York
$813K +$61.2K +1,434 +8%
NIT
96
NumerixS Investment Technologies
British Columbia, Canada
$776K +$776K +18,200 New
ALA
97
Atherton Lane Advisers
California
$768K – – –
Rafferty Asset Management
98
Rafferty Asset Management
New York
$705K -$94.9K -2,211 -12%
QC
99
Quadrature Capital
United Kingdom
$702K +$702K +16,459 New
Royal Bank of Canada
100
Royal Bank of Canada
Ontario, Canada
$640K +$610K +14,331 +2,021%
2 3
4
5 6