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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
76
Century Capital Management
Massachusetts
$2.53M – – –
First Trust Advisors
77
First Trust Advisors
Illinois
$2M -$2.9M -68,196 -59%
BG
78
BlackRock Group
United Kingdom
$1.96M -$63K -1,478 -3%
BIM
79
BlackRock Investment Management
Delaware
$1.71M -$6.77K -159 -0.4%
BA
80
BlackRock Advisors
Delaware
$1.71M +$912K +21,415 +115%
Fidelity Investments
81
Fidelity Investments
Massachusetts
$1.7M -$1.4M -32,932 -45%
VOYA Investment Management
82
VOYA Investment Management
Georgia
$1.55M -$49.2K -1,155 -3%
CIM
83
Cambria Investment Management
California
$1.54M -$109K -2,567 -7%
LPL Financial
84
LPL Financial
California
$1.5M +$635K +14,919 +70%
Susquehanna International Group
85
Susquehanna International Group
Pennsylvania
$1.36M +$126K +2,955 +10%
Legal & General Group
86
Legal & General Group
United Kingdom
$1.35M +$56.4K +1,325 +4%
Ohio Public Employees Retirement System (OPERS)
87
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.34M -$92K -2,160 -6%
DIA
88
Davidson Investment Advisors
Montana
$1.31M +$11.5K +270 +0.9%
RQS
89
Ramsey Quantitative Systems
Kentucky
$1.1M +$1.1M +25,886 New
CIP
90
Convergence Investment Partners
Florida
$1.03M -$692K -16,240 -40%
SC
91
Sculptor Capital
New York
$926K +$924K +21,700 New
GCP
92
GSA Capital Partners
United Kingdom
$897K +$896K +21,028 New
MCM
93
Maltese Capital Management
New York
$853K +$852K +20,000 New
BKBG
94
BHF Kleinwort Benson Group
Belgium
$822K +$352K +8,269 +75%
IRF
95
IBM Retirement Fund
New York
$813K +$61.1K +1,434 +8%
NIT
96
NumerixS Investment Technologies
British Columbia, Canada
$776K +$775K +18,200 New
ALA
97
Atherton Lane Advisers
California
$768K – – –
Rafferty Asset Management
98
Rafferty Asset Management
New York
$705K -$94.2K -2,211 -12%
QC
99
Quadrature Capital
United Kingdom
$702K +$701K +16,459 New
Royal Bank of Canada
100
Royal Bank of Canada
Ontario, Canada
$640K +$610K +14,331 +2,021%
2 3
4
5 6

LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.