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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
51
Goldman Sachs
New York
$42.6M +$2.23M +13,503 +5%
LP
52
LMR Partners
United Kingdom
$40.3M +$10.6M +64,419 +34%
Macquarie Group
53
Macquarie Group
Australia
$36.7M +$4.48M +27,168 +13%
CRM
54
Cramer Rosenthal McGlynn
Connecticut
$36.1M +$9.4M +56,937 +34%
TAM
55
Trillium Asset Management
Massachusetts
$35.6M +$1.53M +9,277 +4%
IAM
56
Iridian Asset Management
Connecticut
$34.4M -$44.2M -268,046 -56%
Point72 Asset Management
57
Point72 Asset Management
Connecticut
$33.8M -$50.7M -306,979 -59%
GL
58
Governors Lane
New York
$33.3M +$34.3M +207,900 New
SFM
59
Soros Fund Management
New York
$32.9M
First Trust Advisors
60
First Trust Advisors
Illinois
$32.8M +$26.4M +159,847 +357%
FWIA
61
Fort Washington Investment Advisors
Ohio
$32M +$320K +1,941 +1%
Primecap Management
62
Primecap Management
California
$30.3M -$2.43M -14,700 -7%
Swiss National Bank
63
Swiss National Bank
Switzerland
$28.3M
California Public Employees Retirement System
64
California Public Employees Retirement System
California
$28.1M -$986K -5,971 -3%
EVM
65
Eaton Vance Management
Massachusetts
$26.8M -$4.83M -29,291 -15%
Man Group
66
Man Group
United Kingdom
$24.8M +$1.49M +9,036 +6%
Boston Partners
67
Boston Partners
Massachusetts
$24.6M -$484K -2,933 -2%
SEI Investments
68
SEI Investments
Pennsylvania
$24.6M -$1.27M -7,707 -5%
CPC
69
Cookson Peirce & Co
Pennsylvania
$23.7M +$241K +1,461 +1%
ERSOT
70
Employees Retirement System of Texas
Texas
$23.1M
RP
71
Reinhart Partners
Wisconsin
$22.1M -$14M -84,995 -38%
CIM
72
Chiron Investment Management
New York
$21.8M -$10.2M -61,726 -31%
TIM
73
Thornburg Investment Management
New Mexico
$21.4M -$7.03M -42,602 -24%
Allianz Asset Management
74
Allianz Asset Management
Germany
$20.9M -$6.73M -40,784 -24%
Envestnet Asset Management
75
Envestnet Asset Management
Illinois
$20.8M +$1.06M +6,449 +5%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.