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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
SFM
51
Soros Fund Management
New York
$27.5M -$5.18M -57,624 -18%
Goldman Sachs
52
Goldman Sachs
New York
$27.5M -$164K -1,820 -0.7%
Jacobs Levy Equity Management
53
Jacobs Levy Equity Management
New Jersey
$27.3M -$3.72M -41,411 -14%
RP
54
Reinhart Partners
Wisconsin
$26.5M +$6.14M +68,325 +37%
EVM
55
Eaton Vance Management
Massachusetts
$22.6M
T. Rowe Price Associates
56
T. Rowe Price Associates
Maryland
$22.3M -$56.8M -632,455 -75%
Primecap Management
57
Primecap Management
California
$21.3M
California Public Employees Retirement System
58
California Public Employees Retirement System
California
$20.1M +$831K +9,248 +5%
TIM
59
Thornburg Investment Management
New Mexico
$20M +$17.2M +191,554 New
Swiss National Bank
60
Swiss National Bank
Switzerland
$18.6M
Victory Capital Management
61
Victory Capital Management
Texas
$18.3M -$499K -5,549 -3%
Boston Partners
62
Boston Partners
Massachusetts
$18M -$503K -5,602 -3%
Morgan Stanley
63
Morgan Stanley
New York
$17.8M +$8.79M +97,856 +134%
PPA
64
Parametric Portfolio Associates
Washington
$16.8M +$462K +5,140 +3%
MSL
65
Mackay Shields LLC
New York
$16.6M -$3.97M -44,221 -22%
Russell Investments Group
66
Russell Investments Group
United Kingdom
$16.4M +$3.78M +42,095 +36%
HAI
67
Hennessy Advisors Inc
California
$16.2M +$1.07M +11,900 +8%
UBS AM
68
UBS AM
Illinois
$16.1M +$2.15M +23,977 +18%
Two Sigma Advisers
69
Two Sigma Advisers
New York
$16M -$1.57M -17,500 -10%
Man Group
70
Man Group
United Kingdom
$14.8M -$15.7M -174,914 -55%
California State Teachers Retirement System (CalSTRS)
71
California State Teachers Retirement System (CalSTRS)
California
$14.3M +$13.8K +154 +0.1%
PGM
72
Parian Global Management
New York
$13.5M +$11.7M +130,000 New
PI
73
PineBridge Investments
New York
$13.4M -$1.44M -16,078 -11%
Calamos Advisors
74
Calamos Advisors
Illinois
$13.4M +$7.72M +85,887 +203%
Principal Financial Group
75
Principal Financial Group
Iowa
$13M +$1.4M +15,611 +14%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.