We are live on ! Find out more
LPLA icon

LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
51
Ameriprise
Minnesota
$21.6M -$699K -8,730 -3%
Millennium Management
52
Millennium Management
New York
$21.5M +$13.3M +165,640 +170%
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$21.1M -$25.5M -318,709 -55%
Principal Financial Group
54
Principal Financial Group
Iowa
$20.8M -$2.28M -28,485 -10%
California Public Employees Retirement System
55
California Public Employees Retirement System
California
$20.7M +$4.52M +56,452 +29%
Goldman Sachs
56
Goldman Sachs
New York
$20.7M -$855K -10,688 -4%
PAM
57
Panagora Asset Management
Massachusetts
$20.4M -$686K -8,571 -3%
NMVA
58
New Mountain Vantage Advisers
New York
$19.6M -$3.17M -39,551 -14%
HT
59
HAP Trading
New York
$18.4M +$17.9M +224,113 New
EVM
60
Eaton Vance Management
Massachusetts
$18.3M +$3.28K +41 +0%
Federated Hermes
61
Federated Hermes
Pennsylvania
$18M -$4.29M -53,607 -20%
MSL
62
Mackay Shields LLC
New York
$17.8M +$3.99M +49,805 +30%
PPA
63
Parametric Portfolio Associates
Washington
$16.4M -$2.49M -31,171 -13%
Lazard Asset Management
64
Lazard Asset Management
New York
$15.1M +$594K +7,420 +4%
JP Morgan Chase
65
JP Morgan Chase
New York
$13.7M -$8.21M -102,595 -38%
New York State Common Retirement Fund
66
New York State Common Retirement Fund
New York
$13M -$416K -5,200 -3%
Morgan Stanley
67
Morgan Stanley
New York
$12.9M +$5.73M +71,643 +83%
Swiss National Bank
68
Swiss National Bank
Switzerland
$12.9M
Point72 Asset Management
69
Point72 Asset Management
Connecticut
$11.7M +$11.4M +142,783 New
SEI Investments
70
SEI Investments
Pennsylvania
$11.7M -$57.7K -721 -0.5%
ACL
71
Azora Capital LP
Florida
$11.6M -$40.3M -503,015 -78%
California State Teachers Retirement System (CalSTRS)
72
California State Teachers Retirement System (CalSTRS)
California
$11M -$26.7K -334 -0.2%
Barclays
73
Barclays
United Kingdom
$10.6M -$12M -149,762 -54%
CAM
74
ClariVest Asset Management
California
$10.4M -$2.34M -29,240 -19%
PMAM
75
Picton Mahoney Asset Management
Ontario, Canada
$10.4M +$4.84M +60,510 +91%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.