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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
51
Two Sigma Advisers
New York
$21.1M -$670K -9,300 -3%
PPA
52
Parametric Portfolio Associates
Washington
$20.3M -$5.12M -71,024 -20%
TA
53
Teachers Advisors
New York
$20.3M +$1.93M +26,795 +10%
Federated Hermes
54
Federated Hermes
Pennsylvania
$20.1M +$3.99M +55,326 +24%
AllianceBernstein
55
AllianceBernstein
Tennessee
$18.7M -$897K -12,446 -4%
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$17.9M +$5.4M +74,997 +41%
EVM
57
Eaton Vance Management
Massachusetts
$15.5M -$59.6K -827 -0.4%
UBS AM
58
UBS AM
Illinois
$15.3M +$1.35M +18,758 +9%
First Trust Advisors
59
First Trust Advisors
Illinois
$14.4M +$2.36M +32,761 +19%
JP Morgan Chase
60
JP Morgan Chase
New York
$14.3M +$581K +8,063 +4%
OAM
61
Origin Asset Management
United Kingdom
$14.3M +$4.94M +68,500 +50%
Russell Investments Group
62
Russell Investments Group
United Kingdom
$13.6M +$5.57M +77,328 +65%
California Public Employees Retirement System
63
California Public Employees Retirement System
California
$13.5M +$1.93M +26,828 +16%
PAM
64
Panagora Asset Management
Massachusetts
$13.5M -$3.19M -44,256 -19%
BNP Paribas Financial Markets
65
BNP Paribas Financial Markets
France
$12.7M +$6.64M +92,193 +102%
Lazard Asset Management
66
Lazard Asset Management
New York
$12.3M +$1.62M +22,449 +15%
PMAM
67
Picton Mahoney Asset Management
Ontario, Canada
$12.1M +$2.01M +27,905 +19%
MSL
68
Mackay Shields LLC
New York
$12M -$3.97M -55,062 -24%
Citadel Advisors
69
Citadel Advisors
Florida
$11.9M -$34.2M -475,041 -74%
Morgan Stanley
70
Morgan Stanley
New York
$11.7M +$5.86M +81,251 +94%
Ohio Public Employees Retirement System (OPERS)
71
Ohio Public Employees Retirement System (OPERS)
Ohio
$11.5M +$7.98M +110,709 +205%
Two Sigma Investments
72
Two Sigma Investments
New York
$11.3M +$11.7M +161,762 New
Swiss National Bank
73
Swiss National Bank
Switzerland
$11M +$93.7K +1,300 +0.8%
CAM
74
ClariVest Asset Management
California
$11M -$1.6M -22,192 -12%
California State Teachers Retirement System (CalSTRS)
75
California State Teachers Retirement System (CalSTRS)
California
$9.47M -$149K -2,073 -2%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.