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LPL Financial
LPLA

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 32

55% more call options, than puts

Call options by funds: $8.44M | Put options by funds: $5.45M

44% more funds holding in top 10

Funds holding in top 10: 9 → 13 (+4)

13% more capital invested

Capital invested by funds: $4.26B → $4.82B (+$554M)

9% more funds holding

Funds holding: 223 → 243 (+20)

1.58% more ownership

Funds ownership: 91.88% → 93.46% (+1.6%)

22% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 95

Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.51%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.29%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
Bank of New York Mellon
New York
+$38.7M
2
AL
AJO LP
Pennsylvania
+$37.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$27.8M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$20.9M
5
WRF
Waddell & Reed Financial
Kansas
+$20.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$49.2M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$37.4M
3
FCIM
Fairview Capital Investment Management
California
-$25.3M
4
Prudential Financial
Prudential Financial
New Jersey
-$22.3M
5
FPA
First Pacific Advisors
California
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
Hudson Bay Capital Management
51
Hudson Bay Capital Management
Connecticut
$16.2M +$14.9M +283,041 New
PFMOSF
52
Philadelphia Financial Management of San Francisco
California
$15.7M +$14.5M +274,849 New
First Trust Advisors
53
First Trust Advisors
Illinois
$15.4M +$2.86M +54,262 +25%
Two Sigma Investments
54
Two Sigma Investments
New York
$15.2M -$6.29M -119,604 -31%
CM
55
Castleark Management
Illinois
$15.1M +$13.9M +264,660 New
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$15.1M +$1.08M +20,569 +8%
TPCM
57
Three Peaks Capital Management
Colorado
$13.9M +$3.23M +61,448 +34%
Allianz Asset Management
58
Allianz Asset Management
Germany
$13.3M +$6.96M +132,335 +131%
California Public Employees Retirement System
59
California Public Employees Retirement System
California
$12.4M +$148K +2,805 +1%
TA
60
Teachers Advisors
New York
$12.3M +$104K +1,982 +0.9%
WCM
61
Wildcat Capital Management
New York
$11.9M – – –
EVM
62
Eaton Vance Management
Massachusetts
$11.8M +$5.61M +106,602 +107%
Russell Investments Group
63
Russell Investments Group
United Kingdom
$11.3M -$3.84M -73,030 -27%
BC
64
Beaconlight Capital
New York
$10.9M +$10M +190,340 New
Capital Fund Management (CFM)
65
Capital Fund Management (CFM)
France
$10.4M +$1,000K +19,000 +12%
HCMT
66
Highland Capital Management (Texas)
Texas
$9.97M +$3.92M +74,500 +75%
Federated Hermes
67
Federated Hermes
Pennsylvania
$9.5M +$8.75M +166,292 New
CAM
68
ClariVest Asset Management
California
$9.11M +$4.65M +88,428 +125%
Daiwa Securities Group
69
Daiwa Securities Group
Japan
$8.65M +$7.96M +151,364 New
SFM
70
Soros Fund Management
New York
$8.46M +$7.79M +148,100 New
California State Teachers Retirement System (CalSTRS)
71
California State Teachers Retirement System (CalSTRS)
California
$8.18M -$111K -2,100 -1%
Swiss National Bank
72
Swiss National Bank
Switzerland
$7.88M +$158K +3,000 +2%
Caisse de Depot et Placement du Quebec (CDPQ)
73
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$7.43M +$6.84M +130,000 New
ECM
74
Engle Capital Management
Connecticut
$7.01M -$305K -5,800 -5%
SEI Investments
75
SEI Investments
Pennsylvania
$6.36M +$2.03M +38,618 +53%
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3
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LPLA Hedge Fund Activity: Q4 2017 in Review

243 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2017, worth a combined $4.82B — up 13% from $4.26B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new LPLA positions and 32 closed out — a net gain of 23 holders — while 74 added to existing stakes and 95 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $38.7M. The largest seller was Goldman Sachs, cutting an estimated $49.2M.

  • 243 institutional investors held LPL Financial (LPLA) as of Q4 2017, up from 223 in Q3 2017.
  • Funds reported $4.82B of LPL Financial stock for Q4 2017, up 13% quarter-over-quarter.
  • 55 funds opened new LPL Financial positions in Q4 2017 and 32 closed out, a net change of +23 holders.
  • The largest LPL Financial buyer in Q4 2017 was Bank of New York Mellon, an estimated $38.7M added.
  • The largest LPL Financial seller in Q4 2017 was Goldman Sachs, an estimated $49.2M sold.

Based on aggregated 13F filings for Q4 2017.