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LPL Financial

597 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 194 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

315% more call options, than puts

Call options by funds: $165M | Put options by funds: $39.8M

32% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 53

27% more repeat investments, than reductions

Existing positions increased: 247 | Existing positions reduced: 194

13% more funds holding in top 10

Funds holding in top 10: 1618 (+2)

9% more capital invested

Capital invested by funds: $15.6B → $17.1B (+$1.48B)

2.04% more ownership

Funds ownership: 92.95%94.99% (+2%)

2% more funds holding

Funds holding: 587597 (+10)

Holders
597
Holders Change
+10
Holders Change %
+1.7%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
194
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
626
Achmea Investment Management
Netherlands
-$383K -1,761 Closed
SEC
627
Seven Eight Capital
New York
-$331K -1,523 Closed
SPA
628
Sherbrooke Park Advisers
New York
-$261K -1,200 Closed
CAAS
629
Capital Asset Advisory Services
Michigan
-$232K -1,053 Closed
ESCM
630
Echo Street Capital Management
New York
-$228K -1,047 Closed
AWM
631
Apollon Wealth Management
South Carolina
-$217K -998 Closed
V
632
Veritable
Delaware
-$203K -934 Closed
WP
633
WealthPLAN Partners
Nebraska
-$124K -573 Closed
Simplex Trading
634
Simplex Trading
Illinois
-$121K -522 Closed
AP
635
Arlington Partners
Alabama
-$83.9K -386 Closed
IGWM
636
ICA Group Wealth Management
Colorado
-$81.3K -374 Closed
Jones Financial Companies
637
Jones Financial Companies
Missouri
-$63.5K -292 Closed
FGAM
638
Financial Gravity Asset Management
Texas
-$7.5K -217 Closed
QPBE
639
Quintet Private Bank (Europe)
Luxembourg
-$46.6K -214 Closed
BF
640
BOK Financial
Oklahoma
-$45K -207 Closed
HCA
641
Harbor Capital Advisors
Illinois
-$39.8K -183 Closed
Group One Trading
642
Group One Trading
Illinois
-$16.3K -70 Closed
RFG
643
RFP Financial Group
Georgia
-$13.5K -62 Closed
CFO
644
CVA Family Office
Colorado
-$12K -55 Closed
AF
645
Advisornet Financial
Minnesota
-$10.4K -48 Closed
First Manhattan
646
First Manhattan
New York
-$10.4K -48 Closed
CCM
647
Copeland Capital Management
Pennsylvania
-$4.57K -21 Closed
DI
648
Disciplined Investments
Oklahoma
-$3.48K -16 Closed
BG
649
Bollard Group
Massachusetts
-$1K -5 Closed
CA
650
Crewe Advisors
Utah
-$218 -1 Closed

LPLA Hedge Fund Activity: Q3 2023 in Review

597 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2023, worth a combined $17.1B — up 9.5% from $15.6B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new LPLA positions and 53 closed out — a net gain of 17 holders — while 247 added to existing stakes and 194 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $484M. The largest seller was Citadel Advisors, cutting an estimated $123M.

  • 597 institutional investors held LPL Financial (LPLA) as of Q3 2023, up from 587 in Q2 2023.
  • Funds reported $17.1B of LPL Financial stock for Q3 2023, up 9.5% quarter-over-quarter.
  • 70 funds opened new LPL Financial positions in Q3 2023 and 53 closed out, a net change of +17 holders.
  • The largest LPL Financial buyer in Q3 2023 was T. Rowe Price Associates, an estimated $484M added.
  • The largest LPL Financial seller in Q3 2023 was Citadel Advisors, an estimated $123M sold.

Based on aggregated 13F filings for Q3 2023.