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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAAS
626
Capital Asset Advisory Services
Michigan
– -$232K -1,053 Closed
ESCM
627
Echo Street Capital Management
New York
– -$228K -1,047 Closed
AWM
628
Apollon Wealth Management
South Carolina
– -$217K -998 Closed
V
629
Veritable
Delaware
– -$203K -934 Closed
WP
630
WealthPLAN Partners
Nebraska
– -$124K -573 Closed
Simplex Trading
631
Simplex Trading
Illinois
– -$113K -522 Closed
AP
632
Arlington Partners
Alabama
– -$83.9K -386 Closed
IGWM
633
ICA Group Wealth Management
Colorado
– -$81.3K -374 Closed
Jones Financial Companies
634
Jones Financial Companies
Missouri
– -$63.5K -292 Closed
FGAM
635
Financial Gravity Asset Management
Texas
– -$7.5K -217 Closed
QPBE
636
Quintet Private Bank (Europe)
Luxembourg
– -$46.6K -214 Closed
BF
637
BOK Financial
Oklahoma
– -$45K -207 Closed
HCA
638
Harbor Capital Advisors
Illinois
– -$39.8K -183 Closed
Group One Trading
639
Group One Trading
Illinois
– -$15.2K -70 Closed
RFG
640
RFP Financial Group
Georgia
– -$13.5K -62 Closed
CFO
641
CVA Family Office
Colorado
– -$12K -55 Closed
AF
642
Advisornet Financial
Minnesota
– -$10.4K -48 Closed
First Manhattan
643
First Manhattan
New York
– -$10.4K -48 Closed
CCM
644
Copeland Capital Management
Pennsylvania
– -$4.57K -21 Closed
DI
645
Disciplined Investments
Oklahoma
– -$3.48K -16 Closed
BG
646
Bollard Group
Massachusetts
– -$1K -5 Closed
CA
647
Crewe Advisors
Utah
– -$218 -1 Closed
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