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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
EE
626
EWG Elevate
California
$216 +$234 +1 New
TWP
627
TFO Wealth Partners
Ohio
$10 +$234 +1 New
GL
628
Governors Lane
New York
– -$12.2M -55,947 Closed
Calamos Advisors
629
Calamos Advisors
Illinois
– -$10.4M -47,692 Closed
BCM
630
BlueMar Capital Management
Florida
– -$9.41M -43,081 Closed
SCM
631
Stamina Capital Management
New York
– -$7.67M -35,125 Closed
LCG
632
Lisanti Capital Growth
New York
– -$7.61M -34,830 Closed
KW
633
KWB Wealth
California
– -$6.22M -28,461 Closed
WHG
634
Westwood Holdings Group
Texas
– -$6M -27,453 Closed
AIMCA
635
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$5.26M -24,100 Closed
ACM
636
Aquatic Capital Management
Illinois
– -$5.26M -24,100 Closed
CAM
637
Congress Asset Management
Massachusetts
– -$3.43M -15,683 Closed
EF
638
Empowered Funds
Pennsylvania
– -$3.3M -14,122 Closed
Nomura Holdings
639
Nomura Holdings
Japan
– -$3.05M -13,952 Closed
NG
640
NWK Group
California
– -$2.75M -12,584 Closed
CM
641
Crestline Management
Texas
– -$2.19M -10,000 Closed
PI
642
PEAK6 Investments
Illinois
– -$2.29M -9,785 Closed
FLC
643
Fifth Lane Capital
Texas
– -$1.98M -9,059 Closed
CWM
644
Congress Wealth Management
Massachusetts
– -$1.85M -8,487 Closed
ACM
645
AlphaCrest Capital Management
New York
– -$862K -3,944 Closed
CCIA
646
Campbell & Co Investment Adviser
Maryland
– -$835K -3,820 Closed
BA
647
Bellwether Advisors
Nebraska
– -$762K -3,492 Closed
WG
648
Winton Group
United Kingdom
– -$717K -3,281 Closed
IAA
649
Independent Advisor Alliance
North Carolina
– -$712K -3,260 Closed
JF
650
JSF Financial
California
– -$597K -2,734 Closed
24 25
26
27 28

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.