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LPL Financial
LPLA

587 hedge funds and large institutions have $15.6B invested in LPL Financial in 2023 Q2 according to their latest regulatory filings, with 74 funds opening new positions, 197 increasing their positions, 237 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $55.8M | Put options by funds: $28.9M

45% more funds holding in top 10

Funds holding in top 10: 11 → 16 (+5)

3% more capital invested

Capital invested by funds: $15.1B → $15.6B (+$493M)

2.34% less ownership

Funds ownership: 95.29% → 92.95% (-2.3%)

4% less funds holding

Funds holding: 611 → 587 (-24)

17% less repeat investments, than reductions

Existing positions increased: 197 | Existing positions reduced: 237

21% less first-time investments, than exits

New positions opened: 74 | Existing positions closed: 94

Holders
587
Holders Change
-24
Holders Change %
-3.93%
% of All Funds
9.22%
Holding in Top 10
16
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+45.45%
% of All Funds
0.25%
New
74
Increased
197
Reduced
237
Closed
94
Calls
$55.8M
Puts
$28.9M
Net Calls
+$26.9M
Net Calls Change
+$48M

Top Buyers

Rank Fund Capital Flow
1
Capital Research Global Investors
Capital Research Global Investors
California
+$238M
2
Boston Partners
Boston Partners
Massachusetts
+$157M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$79.3M
4
Holocene Advisors
Holocene Advisors
New York
+$72.9M
5
JCM
Junto Capital Management
New York
+$66.1M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$372M
2
ECU
Egerton Capital (UK)
United Kingdom
-$206M
3
Millennium Management
Millennium Management
New York
-$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$142M
5
AllianceBernstein
AllianceBernstein
Tennessee
-$111M
Name Holding Trade Value Shares
Change 		Change in
Stake
JMPWA
601
JP Morgan Private Wealth Advisors
California
– -$8.32M -41,106 Closed
TI
602
Trexquant Investment
Connecticut
– -$6.7M -33,107 Closed
FPAS
603
Focus Partners Advisor Solutions
Missouri
– -$6.65M -32,852 Closed
ACM
604
Aquatic Capital Management
Illinois
– -$4.96M -24,500 Closed
MME
605
Meag Munich Ergo
Germany
– -$4.05M -20,028 Closed
IECM
606
Intrinsic Edge Capital Management
Illinois
– -$4.05M -20,000 Closed
WAM
607
Weiss Asset Management
Massachusetts
– -$3.99M -19,700 Closed
WBC
608
Westpac Banking Corp
Australia
– -$3.7M -18,257 Closed
SCM
609
Segantii Capital Management
Hong Kong
– -$3.34M -16,500 Closed
AHB
610
Abner Herrman & Brock
New Jersey
– -$3.28M -16,225 Closed
CCA
611
Catalyst Capital Advisors
New York
– -$2.42M -11,950 Closed
TPM
612
Triasima Portfolio Management
Quebec, Canada
– -$2.35M -11,605 Closed
CIC
613
Chase Investment Counsel
Virginia
– -$1.92M -9,475 Closed
CSS
614
Cubist Systematic Strategies
Connecticut
– -$1.82M -9,087 Closed
SFI
615
Susquehanna Fundamental Investments
Pennsylvania
– -$1.45M -7,170 Closed
DBG
616
De Burlo Group
Massachusetts
– -$1.34M -6,600 Closed
VF
617
Virtu Financial
New York
– -$1.24M -6,126 Closed
DA
618
Duality Advisers
Florida
– -$1.21M -5,989 Closed
CWA
619
CM Wealth Advisors
Ohio
– -$1.19M -5,967 Closed
SO
620
STRS Ohio
Ohio
– -$1.13M -5,607 Closed
TSS
621
Two Sigma Securities
New York
– -$1.1M -5,483 Closed
HI
622
HBK Investments
Texas
– -$1.09M -5,380 Closed
DTL
623
Dynamic Technology Lab
Singapore
– -$1.04M -5,141 Closed
DF
624
Donoghue Forlines
Massachusetts
– -$1.03M -5,071 Closed
VIM
625
Vinva Investment Management
Australia
– -$998K -5,019 Closed
23 24
25
26 27

LPLA Hedge Fund Activity: Q2 2023 in Review

587 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q2 2023, worth a combined $15.6B — up 3.3% from $15.1B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of LPLA and 74 opened new positions — a net loss of 20 holders — while 237 trimmed existing stakes and 197 added.

The largest buyer was Capital Research Global Investors, adding an estimated $238M. The largest seller was Fidelity Investments, cutting an estimated $372M.

  • 587 institutional investors held LPL Financial (LPLA) as of Q2 2023, down from 611 in Q1 2023.
  • Funds reported $15.6B of LPL Financial stock for Q2 2023, up 3.3% quarter-over-quarter.
  • 74 funds opened new LPL Financial positions in Q2 2023 and 94 closed out, a net change of -20 holders.
  • The largest LPL Financial buyer in Q2 2023 was Capital Research Global Investors, an estimated $238M added.
  • The largest LPL Financial seller in Q2 2023 was Fidelity Investments, an estimated $372M sold.

Based on aggregated 13F filings for Q2 2023.