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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
PTC
501
Private Trust Company
Ohio
$113K – – –
PWMG
502
Provence Wealth Management Group
California
$112K +$112K +472 New
AF
503
Allworth Financial
California
$112K +$7.6K +32 +7%
JFG
504
Jefferies Financial Group
New York
$108K -$629K -2,645 -85%
GRP
505
Global Retirement Partners
California
$107K +$2.79K +12 +3%
ADL
506
Asset Dedication LLC
California
$107K +$237 +1 +0.2%
DGAM
507
Desjardins Global Asset Management
Quebec, Canada
$105K +$105K +440 New
C
508
Covestor
United Kingdom
$99K +$11.9K +50 +14%
GCM
509
Gables Capital Management
Florida
$95.1K – – –
CTC
510
Central Trust Company
Missouri
$92.2K +$4.28K +18 +5%
KI
511
Kapitalo Investimentos
Brazil
$87.9K +$87.9K +370 New
AssetMark Inc
512
AssetMark Inc
California
$83.9K -$7.84K -33 -9%
TRCT
513
Tower Research Capital (TRC)
New York
$74.1K +$28.5K +120 +63%
AA
514
Alta Advisers
United Kingdom
$71.3K – – –
CFA
515
CWS Financial Advisors
Michigan
$67K +$67K +282 New
Lazard Asset Management
516
Lazard Asset Management
New York
$67K -$669K -2,836 -91%
HFM
517
Harvest Fund Management
China
$65K +$57.1K +239 +724%
SOW
518
State of Wyoming
Wyoming
$62.5K -$66.1K -278 -51%
CSPIA
519
Cary Street Partners Investment Advisory
Virginia
$62.1K +$54.9K +231 +770%
BEI
520
Benjamin Edwards Inc
Missouri
$60K +$4.96K +21 +9%
CAL
521
Capital Analysts LLC
Pennsylvania
$59K – – –
JWM
522
Janiczek Wealth Management
Colorado
$56.1K +$23.8K +100 +74%
WTC
523
WhitTier Trust Company
Nevada
$53.9K -$3.33K -14 -6%
SSB
524
Sandy Spring Bank
Maryland
$48.7K – – –
CVA
525
Ceredex Value Advisors
Florida
$47.5K +$5.94K +25 +14%
19 20
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