We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
SP
476
Symmetry Partners
Connecticut
$286K – – –
Arrowstreet Capital
477
Arrowstreet Capital
Massachusetts
$280K -$1.58M -6,758 -84%
TMAM
478
Tokio Marine Asset Management
Japan
$278K +$301K +1,286 New
UB
479
UMB Bank
Missouri
$274K – – –
PCS
480
Personal CFO Solutions
New Jersey
$273K +$295K +1,262 New
CIP
481
Convergence Investment Partners
Florida
$272K -$14.7K -63 -5%
LNWWM
482
Laird Norton Wetherby Wealth Management
California
$267K +$4.91K +21 +2%
AIG
483
American International Group
New York
$264K -$6.54K -28 -2%
DWT
484
Dorsey & Whitney Trust
South Dakota
$263K -$11.5K -49 -4%
DCM
485
Driehaus Capital Management
Illinois
$261K -$9.89M -42,301 -97%
CCM
486
CTC Capital Management
Illinois
$259K +$281K +1,200 New
XF
487
XML Financial
Maryland
$255K +$234 +1 +0.1%
GDP
488
Great Diamond Partners
Maine
$254K -$3.51K -15 -1%
YIA
489
YHB Investment Advisors
Connecticut
$249K – – –
DCM
490
DGS Capital Management
New Jersey
$248K -$1.4K -6 -0.5%
Carson Wealth (CWM LLC)
491
Carson Wealth (CWM LLC)
Nebraska
$242K +$24.1K +103 +10%
OC
492
Oppenheimer & Co
New York
$241K +$260K +1,113 New
PFS
493
Prospera Financial Services
Texas
$234K -$3.51K -15 -1%
S
494
SignatureFD
Georgia
$229K +$1.87K +8 +0.8%
QCM
495
Qsemble Capital Management
New York
$227K +$245K +1,050 New
LWMG
496
Levy Wealth Management Group
Pennsylvania
$225K +$244K +1,042 New
CCM
497
Coldstream Capital Management
Washington
$223K +$241K +1,031 New
Lazard Asset Management
498
Lazard Asset Management
New York
$221K -$719K -3,074 -75%
HSA
499
HBK Sorce Advisory
Pennsylvania
$220K +$238K +1,018 New
HKIMG
500
Hutchens & Kramer Investment Management Group
Indiana
$220K -$108K -462 -31%
18 19
20
21 22

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.