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LPL Financial
LPLA

Overview Fund Activity

625 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 195 increasing their positions, 261 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+48
Holders Change %
+8.32%
% of All Funds
10.08%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
195
Reduced
261
Closed
61
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$315M
2
GQG Partners
GQG Partners
Florida
+$172M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$162M
4
Goldman Sachs
Goldman Sachs
New York
+$98.9M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.7M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.75B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$215M
3
Invesco
Invesco
Georgia
-$215M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$194M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$148M
Name Holding Trade Value Shares
Change 		Shares
Change %
UB
476
UMB Bank
Missouri
$274K – – –
PCS
477
Personal CFO Solutions
New Jersey
$273K +$273K +1,262 New
CIP
478
Convergence Investment Partners
Florida
$272K -$13.6K -63 -5%
LNWWM
479
Laird Norton Wetherby Wealth Management
California
$267K +$4.54K +21 +2%
AIG
480
American International Group
New York
$264K -$6.05K -28 -2%
DWT
481
Dorsey & Whitney Trust
South Dakota
$263K -$10.6K -49 -4%
DCM
482
Driehaus Capital Management
Illinois
$261K -$9.14M -42,301 -97%
CCM
483
CTC Capital Management
Illinois
$259K +$259K +1,200 New
XF
484
XML Financial
Maryland
$255K +$216 +1 +0.1%
GDP
485
Great Diamond Partners
Maine
$254K -$3.24K -15 -1%
YIA
486
YHB Investment Advisors
Connecticut
$249K – – –
DCM
487
DGS Capital Management
New Jersey
$248K -$1.3K -6 -0.5%
Carson Wealth (CWM LLC)
488
Carson Wealth (CWM LLC)
Nebraska
$242K +$22.2K +103 +10%
OC
489
Oppenheimer & Co
New York
$241K +$241K +1,113 New
PFS
490
Prospera Financial Services
Texas
$234K -$3.24K -15 -1%
S
491
SignatureFD
Georgia
$229K +$1.73K +8 +0.8%
QCM
492
Qsemble Capital Management
New York
$227K +$227K +1,050 New
LWMG
493
Levy Wealth Management Group
Pennsylvania
$225K +$225K +1,042 New
CCM
494
Coldstream Capital Management
Washington
$223K +$223K +1,031 New
Lazard Asset Management
495
Lazard Asset Management
New York
$221K -$660K -3,074 -75%
HSA
496
HBK Sorce Advisory
Pennsylvania
$220K +$220K +1,018 New
HKIMG
497
Hutchens & Kramer Investment Management Group
Indiana
$220K -$99.9K -462 -31%
CMBA
498
C.M. Bidwell & Associates
Hawaii
$219K +$219K +1,013 New
FFM
499
Forum Financial Management
Illinois
$217K – – –
LC
500
Lindbrook Capital
California
$217K -$11.7K -54 -5%
18 19
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