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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$145M -$233M -994,890 -60%
VOYA Investment Management
27
VOYA Investment Management
Georgia
$139M -$29.7M -127,121 -16%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$130M -$26.9M -114,908 -16%
SCA
29
Southpoint Capital Advisors
New York
$130M -$17.5M -75,000 -11%
DPCM
30
Darlington Partners Capital Management
California
$129M -$15.3M -65,361 -10%
Westfield Capital Management
31
Westfield Capital Management
Massachusetts
$126M -$24.8M -106,148 -15%
JSP
32
Jackson Square Partners
California
$117M -$20.9M -89,425 -14%
FCIM
33
Fairview Capital Investment Management
California
$116M -$2.33M -9,966 -2%
Artisan Partners
34
Artisan Partners
Wisconsin
$115M -$95.4M -408,127 -43%
Capital World Investors
35
Capital World Investors
California
$109M – – –
Charles Schwab
36
Charles Schwab
California
$108M +$4.52M +19,325 +4%
FPA
37
First Pacific Advisors
California
$107M -$14.2M -60,807 -11%
Citadel Advisors
38
Citadel Advisors
Florida
$107M +$45M +192,455 +64%
Allspring Global Investments
39
Allspring Global Investments
North Carolina
$101M -$29M -123,941 -21%
Northern Trust
40
Northern Trust
Illinois
$100M +$3.11M +13,311 +3%
American Century Companies
41
American Century Companies
Missouri
$97.7M -$10.8M -46,109 -9%
Jacobs Levy Equity Management
42
Jacobs Levy Equity Management
New Jersey
$97.6M +$71.7M +306,507 +211%
AM
43
AGF Management
Ontario, Canada
$95.2M +$103M +440,183 New
EC
44
Eminence Capital
New York
$94.6M +$48.7M +208,440 +91%
T. Rowe Price Associates
45
T. Rowe Price Associates
Maryland
$94.1M +$34.4M +147,098 +51%
Wells Fargo
46
Wells Fargo
California
$93.5M -$33.9M -145,212 -25%
Deutsche Bank
47
Deutsche Bank
Germany
$93M +$40.3M +172,295 +67%
Bank of America
48
Bank of America
North Carolina
$89.7M -$1.56M -6,665 -2%
ACM
49
Argent Capital Management
Missouri
$81.6M -$3.7M -15,808 -4%
RJA
50
Raymond James & Associates
Florida
$79.1M -$9.32M -39,858 -10%
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LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.