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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
DPCM
26
Darlington Partners Capital Management
California
$148M +$153M +926,623 New
JCM
27
Junto Capital Management
New York
$134M +$8.74M +52,961 +7%
AIM
28
Artemis Investment Management
United Kingdom
$123M +$12.9M +77,926 +11%
ACH
29
ArrowMark Colorado Holdings
Colorado
$115M -$1.15M -6,974 -1%
Norges Bank
30
Norges Bank
Norway
$113M -$3.49M -21,123 -3%
Aberdeen Group
31
Aberdeen Group
United Kingdom
$111M +$115M +696,282 New
FPA
32
First Pacific Advisors
California
$111M -$5.22M -31,631 -4%
Charles Schwab
33
Charles Schwab
California
$104M +$1.81M +10,948 +2%
FCIM
34
Fairview Capital Investment Management
California
$100M -$1.79M -10,850 -2%
ACM
35
Argent Capital Management
Missouri
$97.4M -$302K -1,831 -0.3%
Millennium Management
36
Millennium Management
New York
$84.9M -$38.8M -235,047 -31%
T. Rowe Price Associates
37
T. Rowe Price Associates
Maryland
$77.7M -$22.5M -136,036 -22%
MC
38
Maverick Capital
Texas
$76.7M -$6.71M -40,668 -8%
Wells Fargo
39
Wells Fargo
California
$74M -$340M -2,058,451 -82%
ECM
40
Engle Capital Management
Connecticut
$73.6M -$16.5M -100,000 -18%
Bank of America
41
Bank of America
North Carolina
$73.3M +$4.69M +28,391 +7%
UBS AM
42
UBS AM
Illinois
$71.7M -$7.87M -47,655 -10%
RJA
43
Raymond James & Associates
Florida
$69.6M +$850K +5,151 +1%
VNIM
44
Vaughan Nelson Investment Management
Texas
$68.5M -$21.9M -132,815 -24%
EIP
45
Epoch Investment Partners
New York
$60.2M -$3.63M -21,989 -6%
Northern Trust
46
Northern Trust
Illinois
$58.9M -$4.17M -25,265 -6%
TD Asset Management
47
TD Asset Management
Ontario, Canada
$58.8M -$3.52M -21,334 -5%
AII
48
AGF Investments Inc
Ontario, Canada
$51.6M
Federated Hermes
49
Federated Hermes
Pennsylvania
$50.8M -$825K -5,001 -2%
CIBC Asset Management
50
CIBC Asset Management
Ontario, Canada
$44.8M -$5.26M -31,876 -10%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.