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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
MWA
26
Marshall Wace Asia
Hong Kong
$83.5M -$6.63M -73,733 -8%
American Century Companies
27
American Century Companies
Missouri
$79.3M -$26.6M -296,033 -28%
Norges Bank
28
Norges Bank
Norway
$78.6M
HVCM
29
HG Vora Capital Management
New York
$78.2M
ECM
30
Engle Capital Management
Connecticut
$74M +$3.59M +40,000 +6%
ACL
31
Azora Capital LP
Florida
$71.4M +$61.6M +685,098 New
AIM
32
Artemis Investment Management
United Kingdom
$68.3M +$20.1M +223,546 +52%
ACM
33
Argent Capital Management
Missouri
$66.9M +$16.8M +186,650 +41%
EIP
34
Epoch Investment Partners
New York
$62.3M +$28.7M +319,607 +115%
Charles Schwab
35
Charles Schwab
California
$62.1M +$854K +9,504 +2%
TD Asset Management
36
TD Asset Management
Ontario, Canada
$61.1M +$28.5M +316,726 +118%
Assenagon Asset Management
37
Assenagon Asset Management
Luxembourg
$55.7M +$48M +534,530 New
WRF
38
Waddell & Reed Financial
Kansas
$53.4M -$13.3M -148,084 -22%
N
39
Nuveen
North Carolina
$45.1M -$211K -2,350 -0.5%
JP Morgan Chase
40
JP Morgan Chase
New York
$42.7M +$5.37M +59,773 +17%
Bank of America
41
Bank of America
North Carolina
$41.5M +$1.2M +13,328 +3%
Northern Trust
42
Northern Trust
Illinois
$40M +$586K +6,520 +2%
Federated Hermes
43
Federated Hermes
Pennsylvania
$36.5M -$279K -3,108 -0.9%
CIBC Asset Management
44
CIBC Asset Management
Ontario, Canada
$34.4M +$28M +311,943 +1,742%
William Blair Investment Management
45
William Blair Investment Management
Illinois
$33.1M +$2.12M +23,572 +8%
RJA
46
Raymond James & Associates
Florida
$32.2M -$1.27M -14,163 -4%
SGDR
47
SPX Gestao de Recursos
Brazil
$31.7M +$11.2M +124,416 +69%
Allianz Asset Management
48
Allianz Asset Management
Germany
$29.4M -$1.32M -14,660 -5%
Arrowstreet Capital
49
Arrowstreet Capital
Massachusetts
$29.1M -$15.6M -173,080 -38%
PAM
50
Panagora Asset Management
Massachusetts
$28.7M +$1.08M +12,056 +5%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.