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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Victory Capital Management
26
Victory Capital Management
Texas
$64.7M +$11.3M +140,935 +22%
Prudential Financial
27
Prudential Financial
New Jersey
$61.7M +$11.6M +144,906 +24%
EAM
28
Eagle Asset Management
Florida
$56.7M +$974K +12,176 +2%
Balyasny Asset Management
29
Balyasny Asset Management
Illinois
$54.4M +$52.6M +657,439 +9,296%
WRF
30
Waddell & Reed Financial
Kansas
$54.4M -$7.36K -92 -0%
Charles Schwab
31
Charles Schwab
California
$53.7M +$3.24M +40,443 +7%
Deutsche Bank
32
Deutsche Bank
Germany
$53M -$3.32M -41,482 -6%
Los Angeles Capital Management
33
Los Angeles Capital Management
California
$43.9M -$112K -1,400 -0.3%
CTA
34
Carillon Tower Advisers
Florida
$42.2M
SFM
35
Soros Fund Management
New York
$41.9M -$2.02M -25,283 -5%
ECM
36
Engle Capital Management
Connecticut
$41.8M +$14.5M +181,100 +55%
VNIM
37
Vaughan Nelson Investment Management
Texas
$41.6M -$43.6M -545,302 -52%
Lord, Abbett & Co
38
Lord, Abbett & Co
New Jersey
$41.1M -$656K -8,200 -2%
Nomura Holdings
39
Nomura Holdings
Japan
$39.3M +$39.3M +491,298 +2,727%
AQR Capital Management
40
AQR Capital Management
Connecticut
$38.6M +$6.28M +78,437 +20%
Bank of America
41
Bank of America
North Carolina
$36.8M -$2.31M -28,802 -6%
Northern Trust
42
Northern Trust
Illinois
$33.2M -$1.66M -20,770 -5%
AllianceBernstein
43
AllianceBernstein
Tennessee
$32.5M +$12.9M +161,038 +68%
SSA
44
Schonfeld Strategic Advisors
New York
$30.9M +$30M +374,250 +13,419%
Wells Fargo
45
Wells Fargo
California
$29.7M -$3.2M -40,014 -10%
Jacobs Levy Equity Management
46
Jacobs Levy Equity Management
New Jersey
$27.2M -$1.66M -20,685 -6%
Allianz Asset Management
47
Allianz Asset Management
Germany
$27M -$1.63M -20,398 -6%
AIM
48
Artemis Investment Management
United Kingdom
$25.4M +$13M +162,392 +104%
RJA
49
Raymond James & Associates
Florida
$24.5M -$1.08M -13,506 -4%
First Trust Advisors
50
First Trust Advisors
Illinois
$22.4M +$5.86M +73,262 +37%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.