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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
26
Junto Capital Management
New York
$42.1M +$6.78M +94,013 +18%
Charles Schwab
27
Charles Schwab
California
$40.9M +$4.01M +55,682 +10%
SFM
28
Soros Fund Management
New York
$39.8M
Prudential Financial
29
Prudential Financial
New Jersey
$36.3M +$18M +249,864 +92%
Lord, Abbett & Co
30
Lord, Abbett & Co
New Jersey
$36.1M -$584K -8,100 -2%
EAM
31
Eagle Asset Management
Florida
$36M +$33.4M +464,048 +884%
O
32
OppenheimerFunds
New York
$35M +$3.35M +46,481 +10%
D.E. Shaw & Co
33
D.E. Shaw & Co
New York
$35M -$2.6M -36,032 -7%
Bank of America
34
Bank of America
North Carolina
$33.8M +$4.8M +66,539 +16%
TCIM
35
TIAA CREF Investment Management
New York
$33.6M -$34.2M -474,204 -50%
Allianz Asset Management
36
Allianz Asset Management
Germany
$30.1M +$9.73M +135,056 +45%
ACL
37
Azora Capital LP
Florida
$29.9M -$36.3M -503,819 -54%
Arrowstreet Capital
38
Arrowstreet Capital
Massachusetts
$29M +$30M +416,233 New
Los Angeles Capital Management
39
Los Angeles Capital Management
California
$28.8M +$29.8M +413,210 New
Principal Financial Group
40
Principal Financial Group
Iowa
$28.4M +$14.6M +202,515 +99%
Northern Trust
41
Northern Trust
Illinois
$26.9M -$346K -4,796 -1%
CTA
42
Carillon Tower Advisers
Florida
$25.9M +$26.8M +371,675 New
Jacobs Levy Equity Management
43
Jacobs Levy Equity Management
New Jersey
$25.8M +$5.16M +71,630 +24%
N
44
Nuveen
North Carolina
$24.2M -$1.18M -16,424 -5%
NMVA
45
New Mountain Vantage Advisers
New York
$23.6M -$17.3M -239,589 -41%
ECM
46
Engle Capital Management
Connecticut
$22.8M -$4.47M -62,000 -16%
Millennium Management
47
Millennium Management
New York
$22.7M -$498K -6,909 -2%
Goldman Sachs
48
Goldman Sachs
New York
$22.6M +$9.36M +129,853 +67%
RJA
49
Raymond James & Associates
Florida
$22.4M -$546K -7,578 -2%
Wells Fargo
50
Wells Fargo
California
$21.8M -$2.6M -36,090 -10%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.