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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Norges Bank
26
Norges Bank
Norway
$24.6M +$943K +22,134 +4%
Wells Fargo
27
Wells Fargo
California
$24.4M +$4.46M +104,608 +22%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$21.2M +$1.09M +25,558 +5%
Northern Trust
29
Northern Trust
Illinois
$18.5M -$229K -5,377 -1%
CB
30
Cooke & Bieler
Pennsylvania
$16.7M +$5.54M +130,000 +50%
Bank of America
31
Bank of America
North Carolina
$16.2M -$3.51M -82,361 -18%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$15.5M -$767K -18,009 -5%
Morgan Stanley
33
Morgan Stanley
New York
$13.9M -$139M -3,263,454 -91%
TIM
34
Thornburg Investment Management
New Mexico
$13.7M -$3.51M -82,314 -20%
PCIG
35
Partners Capital Investment Group
Massachusetts
$13.3M +$13.3M +311,480 New
TCIM
36
TIAA CREF Investment Management
New York
$12.7M -$186K -4,358 -1%
Citigroup
37
Citigroup
New York
$12M -$76.3M -1,790,706 -86%
Charles Schwab
38
Charles Schwab
California
$11M +$652K +15,317 +6%
FCM
39
Frontier Capital Management
Massachusetts
$10.3M -$15.6K -366 -0.2%
CAM
40
Coronation Asset Management
South Africa
$10.1M -$4.46M -104,788 -31%
CCMH
41
Cornerstone Capital Management Holdings
New York
$10M +$1.24M +29,067 +14%
1M
42
13D Management
New York
$9.75M -$2.51M -58,829 -20%
SCM
43
Stonerise Capital Management
California
$9.3M +$9.29M +218,016 New
BTW
44
Boston Trust Walden
Massachusetts
$9.27M -$6.66M -156,387 -42%
WCM
45
Wildcat Capital Management
New York
$8.81M – – –
Citadel Advisors
46
Citadel Advisors
Florida
$8.71M -$8.07M -189,395 -48%
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$8.07M – – –
PHS
48
Pekin Hardy Strauss
Illinois
$7.94M -$3.91M -91,754 -33%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$7.61M -$298K -7,000 -4%
HS
50
HighVista Strategies
Massachusetts
$7.34M +$374K +8,776 +5%
1
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3 4 5

LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.