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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
SC
451
Sovarnum Capital
New York
-$2.35M -15,000 Closed
Mirae Asset Global Investments
452
Mirae Asset Global Investments
South Korea
-$1.18M -7,531 Closed
EP
453
Edgestream Partners
New Jersey
-$862K -5,501 Closed
Asset Management One
454
Asset Management One
Japan
-$824K -5,259 Closed
OMC
455
Old Mission Capital
Illinois
-$799K -5,096 Closed
CM
456
Crestline Management
Texas
-$791K -5,044 Closed
NIG
457
NFJ Investment Group
Texas
-$474K -3,022 Closed
FC
458
FORA Capital
Florida
-$425K -2,710 Closed
Parallax Volatility Advisers
459
Parallax Volatility Advisers
California
-$356K -2,274 Closed
LSA
460
L & S Advisors
California
-$345K -2,200 Closed
AG
461
AlphaSimPlex Group
Massachusetts
-$314K -2,002 Closed
BMSSC
462
B. Metzler seel. Sohn & Co
Germany
-$310K -1,978 Closed
FNBOO
463
First National Bank of Omaha
Nebraska
-$240K -1,532 Closed
Sumitomo Mitsui Trust Group
464
Sumitomo Mitsui Trust Group
Japan
-$207K -1,321 Closed
PNC
465
Park National Corp
Ohio
-$202K -1,286 Closed
NICM
466
Neo Ivy Capital Management
New York
-$85K -1,085 Closed
Canada Pension Plan Investment Board
467
Canada Pension Plan Investment Board
Ontario, Canada
-$169K -1,075 Closed
GKIM
468
GW&K Investment Management
Massachusetts
-$149K -950 Closed
JCM
469
Jacobi Capital Management
Pennsylvania
-$148K -941 Closed
SOW
470
State of Wyoming
Wyoming
-$120K -766 Closed
SAI
471
Systematic Alpha Investments
New Jersey
-$125K -760 Closed
GRP
472
Global Retirement Partners
California
-$61K -389 Closed
Acadian Asset Management
473
Acadian Asset Management
Massachusetts
-$31K -204 Closed
BMD
474
Better Money Decisions
New Mexico
-$28K -179 Closed
APWA
475
Atlas Private Wealth Advisors
New Jersey
-$28K -178 Closed

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.