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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
2
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
4
Point72 Asset Management
Connecticut
$81.2M
5
JCM
5
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
1
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
2
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
3
HG Vora Capital Management
New York
$125M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.08B
5
IAM
5
Iridian Asset Management
Connecticut
$75.7M
Name Market Value Shares Shares
Change 		Shares
Change %
BFM
451
Boothbay Fund Management
New York
– – -3,032 Closed
NAM
452
NorthCoast Asset Management
Connecticut
– – -2,683 Closed
CM
453
Capula Management
Cayman Islands
– – -2,676 Closed
WG
454
Winton Group
United Kingdom
– – -2,135 Closed
QI
455
Qtron Investments
Massachusetts
– – -2,127 Closed
GAM
456
Gotham Asset Management
New York
– – -1,925 Closed
Ensign Peak Advisors
457
Ensign Peak Advisors
Utah
– – -1,695 Closed
Creative Planning
458
Creative Planning
Kansas
– – -1,017 Closed
Twin Tree Management
459
Twin Tree Management
Texas
– – -855 Closed
EAM
460
Exos Asset Management
New York
– – -393 Closed
FF
461
FourThought Financial
Florida
– – -124 Closed
SC
462
Solstein Capital
California
– – -65 Closed
RFA
463
Reilly Financial Advisors
California
– – -27 Closed
LWCFA
464
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– – -14 Closed
CI
465
CX Institutional
Indiana
– – -12 Closed
PFGIA
466
Patriot Financial Group Insurance Agency
Massachusetts
– – -6 Closed
Group One Trading
467
Group One Trading
Illinois
– – -5 Closed
Simplex Trading
468
Simplex Trading
Illinois
– – – –
IP
469
Interval Partners
New York
– – – –
Wolverine Trading
470
Wolverine Trading
Illinois
– – – –
FWM
471
Focused Wealth Management
New York
– – – –
15 16 17 18
19