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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$624M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$135M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
$109M
4
WCA
Waratah Capital Advisors
Ontario, Canada
$56.6M
5
Ameriprise
Ameriprise
Minnesota
$64.9M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$9.96M
2
SC
Samlyn Capital
New York
$328M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$66.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.69B
5
Marshall Wace
Marshall Wace
United Kingdom
$37.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWMG
426
Sanchez Wealth Management Group
Florida
$375K +$475 +2 +0.1%
PCM
427
Pennsylvania Capital Management
Pennsylvania
$374K – – –
RIA
428
Realta Investment Advisors
Delaware
$366K – – –
RWMH
429
Riverpoint Wealth Management Holdings
Illinois
$364K – – –
GDP
430
Great Diamond Partners
Maine
$363K +$85.6K +360 +31%
CIP
431
Cornerstone Investment Partners
Georgia
$357K -$39.9M -167,721 -99%
FFL
432
Future Fund LLC
Illinois
$346K -$36.8K -155 -10%
LNWWM
433
Laird Norton Wetherby Wealth Management
California
$344K +$52.3K +220 +18%
AWS
434
Atria Wealth Solutions
New York
$344K +$20.7K +87 +6%
FCB
435
First County Bank
Connecticut
$343K -$39.2K -165 -10%
WA
436
Wealth Alliance
New York
$337K -$34.2K -144 -9%
SOMRS
437
State of Michigan Retirement System
Michigan
$333K -$71.3K -300 -18%
Legacy Financial Group (Iowa)
438
Legacy Financial Group (Iowa)
Iowa
$325K +$325K +1,366 New
AIG
439
American International Group
New York
$322K -$22.3K -94 -6%
EP
440
Edgestream Partners
New Jersey
$322K +$322K +1,355 New
Vontobel Holding
441
Vontobel Holding
Switzerland
$321K – – –
RFP
442
Root Financial Partners
California
$321K +$238 +1 +0.1%
SP
443
Symmetry Partners
Connecticut
$315K – – –
VWM
444
Valley Wealth Managers
New Jersey
$314K +$9.98K +42 +3%
SWM
445
SFG Wealth Management
Maryland
$312K – – –
VF
446
Virtu Financial
New York
$311K +$311K +1,310 New
Caisse de Depot et Placement du Quebec (CDPQ)
447
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$303K -$4.23M -17,780 -93%
Pzena Investment Management
448
Pzena Investment Management
New York
$303K -$51.8K -218 -15%
WPC
449
Wedmont Private Capital
Pennsylvania
$299K +$22K +93 +8%
FM
450
Foster & Motley
Ohio
$292K -$10.9K -46 -4%
16 17
18
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