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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
IFAM
426
Institutional & Family Asset Management
Colorado
$1K
SIS
427
Sound Income Strategies
Florida
$1K
AF
428
Advisornet Financial
Minnesota
$1K +$825 +5 New
LWA
429
Lenox Wealth Advisors
New York
$1K +$1.16K +7 New
EBA
430
Eagle Bay Advisors
New York
$1K +$1.49K +9 New
BBHC
431
Brown Brothers Harriman & Co
New York
$800 -$18K -109 -2%
Manulife (Manufacturers Life Insurance)
432
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$464 -$209K -1,267 -30%
FGAM
433
Financial Gravity Asset Management
Texas
$4 +$26.4K +160 New
WIM
434
Westside Investment Management
California
$1 +$1.98K +12 New
HVCM
435
HG Vora Capital Management
New York
-$125M -800,000 Closed
PAM
436
Panagora Asset Management
Massachusetts
-$27.4M -174,974 Closed
HAI
437
Hennessy Advisors Inc
California
-$17.7M -113,000 Closed
New York State Teachers Retirement System (NYSTRS)
438
New York State Teachers Retirement System (NYSTRS)
New York
-$11.8M -75,563 Closed
KOCAA
439
Knights of Columbus Asset Advisors
Connecticut
-$10.9M -69,615 Closed
Voloridge Investment Management
440
Voloridge Investment Management
Florida
-$10.3M -65,412 Closed
CA
441
CastleArk Alternatives
Illinois
-$10M -64,060 Closed
BGIM
442
Brandywine Global Investment Management
Pennsylvania
-$9.82M -62,653 Closed
SSA
443
Schonfeld Strategic Advisors
New York
-$9.37M -59,762 Closed
Bank of Nova Scotia
444
Bank of Nova Scotia
Ontario, Canada
-$8.7M -55,493 Closed
HF
445
HRT Financial
New York
-$7.29M -46,486 Closed
D.E. Shaw & Co
446
D.E. Shaw & Co
New York
-$6.15M -39,214 Closed
Renaissance Technologies
447
Renaissance Technologies
New York
-$4.79M -30,564 Closed
DCP
448
Distillate Capital Partners
Illinois
-$3.43M -21,866 Closed
VIA
449
Vident Investment Advisory
Georgia
-$3.43M -21,866 Closed
CCMG
450
Clark Capital Management Group
Pennsylvania
-$3.3M -21,031 Closed

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.