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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
IRF
351
IBM Retirement Fund
New York
$213K -$152K -921 -41%
CCP
352
Corient Capital Partners
California
$213K +$220K +1,330 New
CFGS
353
Concourse Financial Group Securities
Alabama
$212K -$8.91K -54 -4%
SP
354
Symmetry Partners
Connecticut
$212K
GIA
355
Gladstone Institutional Advisory
Florida
$208K +$215K +1,300 New
PCM
356
Prelude Capital Management
New York
$206K +$212K +1,287 New
FA
357
Fermata Advisors
California
$200K +$206K +1,251 New
LSA
358
Leonteq Securities AG
Switzerland
$179K +$14K +85 +8%
LC
359
Lindbrook Capital
California
$158K +$148K +896 +1,007%
Schroder Investment Management Group
360
Schroder Investment Management Group
United Kingdom
$156K -$10.7M -64,951 -99%
Walleye Trading
361
Walleye Trading
New York
$149K +$148K +894 +2,416%
TFGT
362
TS Financial Group (TSFG)
Illinois
$137K +$32.7K +198 +30%
Group One Trading
363
Group One Trading
Illinois
$128K +$132K +800 New
BAM
364
Belpointe Asset Management
Nevada
$122K
GLLW
365
Graves Light Lenhart Wealth
Virginia
$108K
ST
366
Smithfield Trust
Pennsylvania
$107K
QC
367
Quent Capital
New York
$105K +$108K +653 New
Bessemer Group
368
Bessemer Group
New Jersey
$92K +$63.5K +385 +205%
IA
369
IFP Advisors
Florida
$89K +$1.16K +7 +1%
S
370
SignatureFD
Georgia
$75K -$8.25K -50 -10%
CAL
371
Capital Analysts LLC
Pennsylvania
$73K
QCG
372
Quadrant Capital Group
Ohio
$73K +$14.9K +90 +24%
Koshinski Asset Management
373
Koshinski Asset Management
Illinois
$68.8K +$1.82K +11 +3%
SSB
374
Sandy Spring Bank
Maryland
$64K -$13.4K -81 -17%
GCM
375
Gables Capital Management
Florida
$64K

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.