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LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$457M
2
HVCM
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
AllianceBernstein
Tennessee
$166M
4
ACM
Argent Capital Management
Missouri
$34.9M
5
EIP
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
Holocene Advisors
New York
$0
5
Prudential Financial
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIM
351
Aigen Investment Management
New York
– -$434K -5,541 Closed
SF
352
Synovus Financial
Georgia
– -$401K -5,108 Closed
Walleye Capital
353
Walleye Capital
New York
– -$344K -4,391 Closed
WWM
354
WJ Wealth Management
Arizona
– -$314K -4,000 Closed
ACI
355
AMP Capital Investors
Australia
– -$295K -3,858 Closed
CAM
356
Crestone Asset Management
Colorado
– -$298K -3,800 Closed
SRAM
357
Stone Ridge Asset Management
New York
– -$286K -3,653 Closed
IF
358
Intrua Financial
Texas
– -$271K -3,239 Closed
AGM
359
Alpine Global Management
New York
– -$238K -3,034 Closed
NWP
360
Northstar Wealth Partners
Connecticut
– -$226K -2,886 Closed
WAM
361
World Asset Management
Michigan
– -$201K -2,563 Closed
NICM
362
Neo Ivy Capital Management
New York
– -$85K -1,085 Closed
Twin Tree Management
363
Twin Tree Management
Texas
– -$82K -1,051 Closed
NIT
364
NumerixS Investment Technologies
British Columbia, Canada
– -$74K -948 Closed
SSB
365
Sandy Spring Bank
Maryland
– -$38K -481 Closed
DekaBank Deutsche Girozentrale
366
DekaBank Deutsche Girozentrale
Germany
– -$31K -406 Closed
OCM
367
Ovata Capital Management
Hong Kong
– -$28K -360 Closed
MAM
368
Meeder Asset Management
Ohio
– -$26K -340 Closed
CWM
369
Campbell Wealth Management
Virginia
– -$16K -206 Closed
QI
370
QS Investors
New York
– -$14K -167 Closed
CFG
371
Citizens Financial Group
Rhode Island
– -$9K -118 Closed
PFBT
372
Parkside Financial Bank & Trust
Missouri
– -$9K -111 Closed
CAN
373
Cetera Advisor Networks
California
– -$7K -85 Closed
KPW
374
Kore Private Wealth
New York
– -$3K -47 Closed
SIM
375
Sonora Investment Management
Arizona
– -$2K -24 Closed
12 13 14
15
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