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LPL Financial
LPLA

341 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,432% more call options, than puts

Call options by funds: $70.7M | Put options by funds: $4.61M

156% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 25

120% more funds holding in top 10

Funds holding in top 10: 5 → 11 (+6)

13% more capital invested

Capital invested by funds: $6.28B → $7.07B (+$793M)

9% more funds holding

Funds holding: 312 → 341 (+29)

1.5% more ownership

Funds ownership: 93.37% → 94.87% (+1.5%)

22% less repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 135

Holders
341
Holders Change
+29
Holders Change %
+9.29%
% of All Funds
6.72%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
64
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M

Top Buyers

Rank Fund Capital Flow
1
SC
Samlyn Capital
New York
+$175M
2
HCM
Highline Capital Management
New York
+$44.3M
3
Invesco
Invesco
Georgia
+$38.1M
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$31.6M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$29.5M

Top Sellers

Rank Fund Capital Flow
1
FPA
First Pacific Advisors
California
-$61.3M
2
Prudential Financial
Prudential Financial
New Jersey
-$54.1M
3
Nomura Holdings
Nomura Holdings
Japan
-$42.9M
4
FCM
Frontier Capital Management
Massachusetts
-$32.5M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$25.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
EMG
351
ETF Managers Group
New Jersey
– -$498K -6,127 Closed
JCM
352
JS Capital Management
New York
– -$416K -5,076 Closed
CANY
353
Caxton Associates (New York)
New York
– -$308K -3,760 Closed
BIM
354
Bridges Investment Management
Nebraska
– -$302K -3,690 Closed
CCM
355
Crabel Capital Management
California
– -$218K -2,662 Closed
Walleye Trading
356
Walleye Trading
New York
– -$146K -1,697 Closed
Twin Tree Management
357
Twin Tree Management
Texas
– -$130K -1,590 Closed
PCM
358
Penserra Capital Management
California
– -$125K -1,530 Closed
GWAG
359
Garrett Wealth Advisory Group
Texas
– -$98.3K -1,200 Closed
Robeco Institutional Asset Management
360
Robeco Institutional Asset Management
Netherlands
– -$80K -987 Closed
SLF
361
Sun Life Financial
Ontario, Canada
– -$49K -594 Closed
GSWM
362
Golden State Wealth Management
California
– -$48K -582 Closed
FEM
363
Fulcrum Equity Management
Texas
– -$6K -69 Closed
TSW
364
Thompson Siegel & Walmsley
Virginia
– +$429 +5 New
11 12 13 14
15

LPLA Hedge Fund Activity: Q4 2019 in Review

341 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2019, worth a combined $7.07B — up 13% from $6.28B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new LPLA positions and 25 closed out — a net gain of 39 holders — while 105 added to existing stakes and 135 trimmed.

The largest buyer was Samlyn Capital, adding an estimated $175M. The largest seller was First Pacific Advisors, cutting an estimated $61.3M.

  • 341 institutional investors held LPL Financial (LPLA) as of Q4 2019, up from 312 in Q3 2019.
  • Funds reported $7.07B of LPL Financial stock for Q4 2019, up 13% quarter-over-quarter.
  • 64 funds opened new LPL Financial positions in Q4 2019 and 25 closed out, a net change of +39 holders.
  • The largest LPL Financial buyer in Q4 2019 was Samlyn Capital, an estimated $175M added.
  • The largest LPL Financial seller in Q4 2019 was First Pacific Advisors, an estimated $61.3M sold.

Based on aggregated 13F filings for Q4 2019.