LPL Financial
LPLA
312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.
1,601% more call options, than puts
Call options by funds: $115M | Put options by funds: $6.73M
0.59% less ownership
Funds ownership: 93.95% → 93.37% (-0.59%)
2% less capital invested
Capital invested by funds: $6.38B → $6.28B (-$97.8M)
3% less funds holding
Funds holding: 321 → 312 (-9)
17% less funds holding in top 10
Funds holding in top 10: 6 → 5 (-1)
18% less first-time investments, than exits
New positions opened: 40 | Existing positions closed: 49
26% less repeat investments, than reductions
Existing positions increased: 99 | Existing positions reduced: 133
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$82.2M |
| 2 |
Balyasny Asset Management
Chicago,
Illinois
|
+$52.6M |
| 3 |
Nomura Holdings
Tokyo,
Japan
|
+$39.3M |
| 4 |
VOYA Investment Management
Atlanta,
Georgia
|
+$34.2M |
| 5 |
SSA
Schonfeld Strategic Advisors
New York
|
+$30M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SC
Samlyn Capital
New York
|
-$66.2M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
-$57.9M |
| 3 |
SCA
Southpoint Capital Advisors
New York
|
-$44M |
| 4 |
VNIM
Vaughan Nelson Investment Management
Houston,
Texas
|
-$43.6M |
| 5 |
American Century Companies
Kansas City,
Missouri
|
-$42.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
QT
351
Quantamental Technologies
White Plains,
New York
| – | -$120K | -1,470 | Closed |
|
352
Walleye Capital
New York
| – | -$116K | -1,420 | Closed |
|
|
PCM
353
Prelude Capital Management
New York
| – | -$66K | -810 | Closed |
|
354
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
| – | -$16K | -496 | Closed |
|
|
MC
355
Machina Capital
Paris,
France
| – | -$33K | -407 | Closed |
|
|
FMP
356
Financial Management Professionals
Austin,
Texas
| – | -$13K | -161 | Closed |
|
|
PCP
357
Proficio Capital Partners
Newton,
Massachusetts
| – | -$4K | -43 | Closed |
|
|
TNBTD
358
Trustmark National Bank Trust Department
Jackson,
Mississippi
| – | -$1K | -15 | Closed |
|
|
TWA
359
TCI Wealth Advisors
Tucson,
Arizona
| – | -$1K | -7 | Closed |
|
|
VCM
360
Versant Capital Management
Phoenix,
Arizona
| – | -$160 | -2 | -33% |
|
LPLA Hedge Fund Activity: Q3 2019 in Review
312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.
Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.
The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.
- 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
- Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
- 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
- The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
- The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.
Based on aggregated 13F filings for Q3 2019.