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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$496M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$128M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
+$84.9M
4
WCA
Waratah Capital Advisors
Ontario, Canada
+$56.6M
5
Ameriprise
Ameriprise
Minnesota
+$54.5M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$126M
2
SC
Samlyn Capital
New York
-$110M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$84.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$77.8M
5
Marshall Wace
Marshall Wace
United Kingdom
-$77.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCM
326
Penserra Capital Management
California
$1.01M +$913K +3,848 +982%
NA
327
Navellier & Associates
Nevada
$1.01M +$50.1K +211 +5%
SIA
328
SkyView Investment Advisors
New Jersey
$1.01M +$24.7K +104 +3%
CFGS
329
Concourse Financial Group Securities
Alabama
$1M -$67.3K -283 -6%
BCI
330
Brinker Capital Investments
Pennsylvania
$1M -$128K -540 -11%
OPS
331
Orion Portfolio Solutions
Nebraska
$1M -$128K -540 -11%
SAM
332
Shell Asset Management
Netherlands
$1M -$23.5K -99 -2%
OPERF
333
Oregon Public Employees Retirement Fund
Oregon
$996K -$465K -1,958 -32%
Nomura Holdings
334
Nomura Holdings
Japan
$990K -$96.5K -406 -9%
AIA
335
Alera Investment Advisors
Illinois
$963K -$3.57K -15 -0.4%
Schroder Investment Management Group
336
Schroder Investment Management Group
United Kingdom
$947K +$422K +1,777 +81%
Mercer Global Advisors
337
Mercer Global Advisors
Colorado
$946K +$323K +1,359 +52%
CGH
338
Crossmark Global Holdings
Texas
$927K -$99.9K -421 -10%
RWM
339
Ritholtz Wealth Management
New York
$911K +$55.4K +233 +6%
VI
340
Vestcor Inc
New Brunswick, Canada
$908K -$63.4K -267 -7%
OAM
341
Oppenheimer Asset Management
New York
$905K -$51.3K -216 -5%
NA
342
NewEdge Advisors
Louisiana
$904K +$463K +1,947 +105%
OIA
343
OneDigital Investment Advisors
Kansas
$904K +$2.38K +10 +0.3%
KFP
344
KB Financial Partners
New Jersey
$902K +$1.43K +6 +0.2%
AAM
345
Advisors Asset Management
Colorado
$891K -$309K -1,299 -26%
CM
346
Castleark Management
Illinois
$873K -$2.38K -10 -0.3%
OAM
347
Ostrum Asset Management
France
$827K -$5.7K -24 -0.7%
SSA
348
Schonfeld Strategic Advisors
New York
$826K -$11M -46,148 -93%
Baird Financial Group
349
Baird Financial Group
Wisconsin
$822K +$4.28K +18 +0.5%
TC
350
TownSquare Capital
Utah
$816K +$147K +617 +22%
12 13
14
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