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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
GT
326
Greenleaf Trust
Michigan
$274K +$7.26K +44 +3%
MAM
327
Meeder Asset Management
Ohio
$273K +$261K +1,581 +1,285%
NA
328
NewEdge Advisors
Louisiana
$272K +$280K +1,698 New
BFM
329
Boothbay Fund Management
New York
$271K +$280K +1,694 New
JSL
330
JT Stratford LLC
Georgia
$270K
HighTower Advisors
331
HighTower Advisors
Illinois
$268K +$9.57K +58 +4%
AWM
332
Apollon Wealth Management
South Carolina
$267K +$64.9K +393 +31%
OWA
333
One Wealth Advisors
California
$265K +$17.3K +105 +7%
LWP
334
Legacy Wealth Planning
Nevada
$261K +$33K +200 +14%
Thrivent Financial for Lutherans
335
Thrivent Financial for Lutherans
Minnesota
$256K -$3.89M -23,543 -94%
Fayez Sarofim & Co
336
Fayez Sarofim & Co
Texas
$256K
PCM
337
Pennsylvania Capital Management
Pennsylvania
$252K
DC
338
Davenport & Co
Virginia
$248K -$21.3K -129 -8%
RWMH
339
Riverpoint Wealth Management Holdings
Illinois
$245K
TRCT
340
Tower Research Capital (TRC)
New York
$245K +$179K +1,084 +240%
PCG
341
Private Capital Group
Connecticut
$243K -$1.16K -7 -0.5%
WA
342
Wealth Alliance
New York
$243K +$7.43K +45 +3%
AIG
343
American International Group
New York
$242K -$8.58K -52 -3%
WWM
344
Western Wealth Management
Colorado
$241K +$248K +1,504 New
SWMG
345
Sanchez Wealth Management Group
Florida
$240K +$495 +3 +0.2%
JG
346
Jefferies Group
New York
$238K -$466K -2,825 -66%
GDP
347
Great Diamond Partners
Maine
$236K +$5.28K +32 +2%
Pzena Investment Management
348
Pzena Investment Management
New York
$235K +$242K +1,465 New
QIM
349
Quantitative Investment Management
Virginia
$234K -$239K -1,448 -50%
A
350
Astrantus
Cyprus
$224K +$231K +1,398 New

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.