LPLA icon

LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
326
American International Group
New York
$245K -$18.7K -119 -7%
OWA
327
One Wealth Advisors
California
$243K +$243K +1,549 New
FNBOO
328
First National Bank of Omaha
Nebraska
$240K -$3.13K -20 -1%
RWMH
329
Riverpoint Wealth Management Holdings
Illinois
$240K +$240K +1,532 New
PCG
330
Private Capital Group
Connecticut
$239K +$16.7K +107 +8%
SWMG
331
Sanchez Wealth Management Group
Florida
$234K +$234K +1,495 New
WA
332
Wealth Alliance
New York
$231K +$231K +1,475 New
GDP
333
Great Diamond Partners
Maine
$226K +$226K +1,443 New
LWP
334
Legacy Wealth Planning
Nevada
$224K +$224K +1,431 New
CFGS
335
Concourse Financial Group Securities
Alabama
$216K +$39.9K +255 +23%
SP
336
Symmetry Partners
Connecticut
$215K +$215K +1,324 New
Sumitomo Mitsui Trust Group
337
Sumitomo Mitsui Trust Group
Japan
$207K +$207K +1,321 New
NFG
338
Next Financial Group
Texas
$202K -$141K -894 -41%
PNC
339
Park National Corp
Ohio
$202K +$202K +1,286 New
AWM
340
Apollon Wealth Management
South Carolina
$200K +$200K +1,276 New
HWMA
341
Heritage Wealth Management (Arizona)
Arizona
$198K +$26.3K +168 +15%
Canada Pension Plan Investment Board
342
Canada Pension Plan Investment Board
Ontario, Canada
$169K +$45.6K +290 +37%
FGAM
343
Financial Gravity Asset Management
Texas
$157K -$135K – –
GKIM
344
GW&K Investment Management
Massachusetts
$149K +$39.2K +250 +36%
JCM
345
Jacobi Capital Management
Pennsylvania
$148K – – –
SAI
346
Systematic Alpha Investments
New Jersey
$125K – – –
SOW
347
State of Wyoming
Wyoming
$120K +$13.8K +88 +13%
BAM
348
Belpointe Asset Management
Nevada
$120K +$120K +766 New
GLLW
349
Graves Light Lenhart Wealth
Virginia
$106K – – –
ST
350
Smithfield Trust
Pennsylvania
$105K – – –
12 13
14
15 16