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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
APWA
326
Atlas Private Wealth Advisors
New Jersey
$18K
QCG
327
Quadrant Capital Group
Ohio
$15K
CCM
328
Covington Capital Management
California
$14K
PCA
329
Peddock Capital Advisors
Massachusetts
$13K +$11K +122 New
FMII
330
Farmers & Merchants Investments Inc
Nebraska
$10K
MF
331
Manchester Financial
California
$10K
FHA
332
First Horizon Advisors
Tennessee
$10K +$4.4K +49 +91%
IWP
333
IAG Wealth Partners
Wisconsin
$9K
LC
334
Lindbrook Capital
California
$9K
SPIA
335
Steward Partners Investment Advisory
New York
$9K
PWPS
336
Pinnacle Wealth Planning Services
Ohio
$9K +$7.64K +85 New
CFFP
337
Center for Financial Planning
Michigan
$8K
DAM
338
Delta Asset Management
Tennessee
$8K
FHC
339
First Horizon Corporation
Tennessee
$8K
PA
340
Parallel Advisors
California
$8K
PMFA
341
Plante Moran Financial Advisors
Michigan
$8K +$2.34K +26 +54%
SIA
342
SkyView Investment Advisors
New Jersey
$8K +$6.92K +77 New
VFA
343
Valeo Financial Advisors
Indiana
$7K
ICP
344
Interchange Capital Partners
Pennsylvania
$7K +$6.29K +70 New
AssetMark Inc
345
AssetMark Inc
California
$6K +$1.35K +15 +32%
CTC
346
Central Trust Company
Missouri
$5K
ST
347
Smithfield Trust
Pennsylvania
$5K
CCA
348
Childress Capital Advisors
Texas
$5K +$3.95K +44 New
WT
349
Washington Trust
Rhode Island
$4K +$719 +8 +30%
APA
350
American Portfolios Advisors
New York
$3.02K +$539 +6 +26%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.