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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
1
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
2
Wells Fargo
California
$110M
3
FCM
3
Frontier Capital Management
Massachusetts
$110M
4
ACL
4
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$132M
2
Invesco
2
Invesco
Georgia
$241M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
QCG
326
Quadrant Capital Group
Ohio
$15K – – –
CCM
327
Covington Capital Management
California
$14K – – –
PCA
328
Peddock Capital Advisors
Massachusetts
$13K +$13K +122 New
FMII
329
Farmers & Merchants Investments Inc
Nebraska
$10K – – –
MF
330
Manchester Financial
California
$10K – – –
FHA
331
First Horizon Advisors
Tennessee
$10K +$4.76K +49 +91%
SPIA
332
Steward Partners Investment Advisory
New York
$9K – – –
LC
333
Lindbrook Capital
California
$9K – – –
IWP
334
IAG Wealth Partners
Wisconsin
$9K – – –
PWPS
335
Pinnacle Wealth Planning Services
Ohio
$9K +$9K +85 New
PA
336
Parallel Advisors
California
$8K – – –
FHC
337
First Horizon Corporation
Tennessee
$8K – – –
DAM
338
Delta Asset Management
Tennessee
$8K – – –
CFFP
339
Center for Financial Planning
Michigan
$8K – – –
PMFA
340
Plante Moran Financial Advisors
Michigan
$8K +$2.81K +26 +54%
SIA
341
SkyView Investment Advisors
New Jersey
$8K +$8K +77 New
VFA
342
Valeo Financial Advisors
Indiana
$7K – – –
ICP
343
Interchange Capital Partners
Pennsylvania
$7K +$7K +70 New
AssetMark Inc
344
AssetMark Inc
California
$6K +$1.45K +15 +32%
CTC
345
Central Trust Company
Missouri
$5K – – –
ST
346
Smithfield Trust
Pennsylvania
$5K – – –
CCA
347
Childress Capital Advisors
Texas
$5K +$5K +44 New
WT
348
Washington Trust
Rhode Island
$4K +$914 +8 +30%
APA
349
American Portfolios Advisors
New York
$3.02K +$625 +6 +26%
IFAM
350
Institutional & Family Asset Management
Colorado
$3K -$125 -1 -4%
12 13
14
15 16