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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
301
ALPS Advisors
Colorado
$333K -$4.7K -30 -1%
M&T Bank
302
M&T Bank
New York
$317K -$34.3K -219 -10%
WWM
303
WJ Wealth Management
Arizona
$314K – – –
AA
304
ACT Advisors
North Carolina
$314K – – –
MLL
305
Moody Lynn & Lieberson
Massachusetts
$314K +$314K +2,000 New
AG
306
AlphaSimPlex Group
Massachusetts
$314K +$314K +2,002 New
BMSSC
307
B. Metzler seel. Sohn & Co
Germany
$310K -$32.8K -209 -10%
IWA
308
Intercontinental Wealth Advisors
Texas
$302K -$43.9K -280 -13%
SIM
309
SSI Investment Management
California
$299K – – –
ASN
310
Advisory Services Network
Georgia
$296K +$6.27K +40 +2%
WAM
311
World Asset Management
Michigan
$293K -$21.6K -138 -7%
CIP
312
Cornerstone Investment Partners
Georgia
$287K +$287K +1,832 New
EI
313
Ethic Inc
New York
$282K +$34.9K +223 +14%
Franklin Resources
314
Franklin Resources
California
$278K – – –
PAS
315
Park Avenue Securities
New York
$278K +$25.4K +162 +10%
PCM
316
Pennsylvania Capital Management
Pennsylvania
$275K +$275K +1,572 New
WCM
317
Wedge Capital Management
North Carolina
$273K -$54.4K -347 -17%
MA
318
MONECO Advisors
Connecticut
$271K +$940 +6 +0.3%
JSL
319
JT Stratford LLC
Georgia
$264K +$264K +1,684 New
DC
320
Davenport & Co
Virginia
$263K +$263K +1,680 New
GT
321
Greenleaf Trust
Michigan
$262K – – –
EGM
322
Engineers Gate Manager
New York
$257K -$1.54M -9,842 -86%
PRC
323
Pearl River Capital
Michigan
$256K -$1.09M -6,972 -81%
HighTower Advisors
324
HighTower Advisors
Illinois
$256K +$9.3K +59 +4%
Fayez Sarofim & Co
325
Fayez Sarofim & Co
Texas
$251K – – –
11 12
13
14 15