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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
PCG
301
Private Capital Group
Connecticut
$148K -$5.75K -64 -4%
IA
302
Inspire Advisors
Idaho
$133K +$115K +1,276 New
Point72 Asset Management
303
Point72 Asset Management
Connecticut
$125K +$108K +1,200 New
CFGS
304
Concourse Financial Group Securities
Alabama
$120K +$6.2K +69 +6%
SBSB
305
Sullivan, Bruyette, Speros & Blaney
Virginia
$106K +$91.4K +1,017 New
Nisa Investment Advisors
306
Nisa Investment Advisors
Missouri
$94K +$80.9K +900 New
IA
307
IFP Advisors
Florida
$87K -$8.99K -100 -11%
JCM
308
Jacobi Capital Management
Pennsylvania
$82K
SAI
309
Systematic Alpha Investments
New Jersey
$79K +$68.2K +759 New
Carson Wealth (CWM LLC)
310
Carson Wealth (CWM LLC)
Nebraska
$66K
PWM
311
Perigon Wealth Management
California
$64K +$54.8K +610 New
CG
312
Cutler Group
California
$52K +$44.9K +500 New
TFGT
313
TS Financial Group (TSFG)
Illinois
$46K +$90 +1 +0.2%
S
314
SignatureFD
Georgia
$42K +$1.17K +13 +3%
HFM
315
Harvest Fund Management
China
$38K +$15.8K +176 +90%
GCM
316
Gables Capital Management
Florida
$33K
Skandinaviska Enskilda Banken (SEB)
317
Skandinaviska Enskilda Banken (SEB)
Sweden
$31K -$449K -5,000 -94%
EP
318
Eudaimonia Partners
Tennessee
$31K
Fifth Third Bancorp
319
Fifth Third Bancorp
Ohio
$30K -$227K -2,530 -90%
T
320
TOBAM
France
$30K +$25.5K +284 New
GRP
321
Global Retirement Partners
California
$29K +$4.04K +45 +19%
CAAS
322
Capital Asset Advisory Services
Michigan
$28K +$24K +267 New
HNB
323
Huntington National Bank
Ohio
$25K -$180 -2 -0.8%
BCA
324
Berman Capital Advisors
Georgia
$21K +$629 +7 +4%
Northwestern Mutual Wealth Management
325
Northwestern Mutual Wealth Management
Wisconsin
$20K +$6.02K +67 +57%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.