LPL Financial
LPLA
290 hedge funds and large institutions have $5.14B invested in LPL Financial in 2018 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 102 increasing their positions, 91 reducing their positions, and 22 closing their positions.
232% more first-time investments, than exits
New positions opened: 73 | Existing positions closed: 22
19% more funds holding
Funds holding: 243 → 290 (+47)
12% more repeat investments, than reductions
Existing positions increased: 102 | Existing positions reduced: 91
8% more funds holding in top 10
Funds holding in top 10: 13 → 14 (+1)
7% more capital invested
Capital invested by funds: $4.82B → $5.14B (+$325M)
0.09% more ownership
Funds ownership: 93.46% → 93.56% (+0.09%)
17% less call options, than puts
Call options by funds: $13.5M | Put options by funds: $16.2M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FCM
Frontier Capital Management
Boston,
Massachusetts
|
+$76.9M |
| 2 |
TCP
Tourbillon Capital Partners
New York
|
+$62M |
| 3 |
Westfield Capital Management
Boston,
Massachusetts
|
+$44M |
| 4 |
NMVA
New Mountain Vantage Advisers
New York
|
+$36.3M |
| 5 |
Balyasny Asset Management
Chicago,
Illinois
|
+$26.8M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCM
HMI Capital Management
San Francisco,
California
|
-$86.6M |
| 2 |
T. Rowe Price Associates
Baltimore,
Maryland
|
-$64.8M |
| 3 |
FCIM
Fairview Capital Investment Management
Greenbrae,
California
|
-$64.1M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$50.3M |
| 5 |
ACH
ArrowMark Colorado Holdings
Denver,
Colorado
|
-$46.8M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
301
Axa
Paris,
France
| – | -$383K | -6,700 | Closed |
|
|
MWM
302
Meridian Wealth Management
Lexington,
Kentucky
| – | -$316K | -6,125 | Closed |
|
|
FPF
303
FNY Partners Fund
New York
| – | -$228K | -4,000 | Closed |
|
|
C
304
Cerebellum
San Francisco,
California
| – | -$122K | -2,136 | Closed |
|
305
Fuller & Thaler Asset Management
San Mateo,
California
| – | -$57K | -1,000 | Closed |
|
|
DCM
306
Delpha Capital Management
New York
| – | -$46K | -806 | Closed |
|
307
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$29K | -506 | Closed |
|
|
STA
308
Summit Trail Advisors
New York
| – | -$13K | -215 | Closed |
|
|
SPI
309
Santori & Peters Inc
Canonsburg,
Pennsylvania
| – | -$4K | -65 | Closed |
|
|
TG
310
TLP Group
Evanston,
Illinois
| – | -$1K | -14 | Closed |
|
LPLA Hedge Fund Activity: Q1 2018 in Review
290 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2018, worth a combined $5.14B — up 6.7% from $4.82B a quarter earlier.
Buyers outnumbered sellers: 73 funds opened new LPLA positions and 22 closed out — a net gain of 51 holders — while 102 added to existing stakes and 91 trimmed.
The largest buyer was Frontier Capital Management, adding an estimated $76.9M. The largest seller was HMI Capital Management, cutting an estimated $86.6M.
- 290 institutional investors held LPL Financial (LPLA) as of Q1 2018, up from 243 in Q4 2017.
- Funds reported $5.14B of LPL Financial stock for Q1 2018, up 6.7% quarter-over-quarter.
- 73 funds opened new LPL Financial positions in Q1 2018 and 22 closed out, a net change of +51 holders.
- The largest LPL Financial buyer in Q1 2018 was Frontier Capital Management, an estimated $76.9M added.
- The largest LPL Financial seller in Q1 2018 was HMI Capital Management, an estimated $86.6M sold.
Based on aggregated 13F filings for Q1 2018.