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LPL Financial
LPLA

Overview Fund Activity

371 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 126 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
371
Holders Change
+46
Holders Change %
+14.15%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
126
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M

Top Buyers

1
CTA
1
Carillon Tower Advisers
Florida
$116M
2
Wells Fargo
2
Wells Fargo
California
$110M
3
FCM
3
Frontier Capital Management
Massachusetts
$110M
4
ACL
4
Azora Capital LP
Florida
$71.4M
5
Assenagon Asset Management
5
Assenagon Asset Management
Luxembourg
$55.7M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$132M
2
Invesco
2
Invesco
Georgia
$241M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$22.3M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$802M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$105M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFB
276
Cullen/Frost Bankers
Texas
$281K – – –
TSS
277
Two Sigma Securities
New York
$280K +$280K +2,688 New
XM
278
XTX Markets
New York
$278K +$278K +2,669 New
CCIA
279
Campbell & Co Investment Adviser
Maryland
$274K +$274K +2,630 New
Ensign Peak Advisors
280
Ensign Peak Advisors
Utah
$272K -$1.37M -13,152 -83%
Cerity Partners
281
Cerity Partners
New York
$270K +$270K +2,602 New
Verition Fund Management
282
Verition Fund Management
Connecticut
$262K -$165K -1,585 -39%
JPMPWA
283
J.P. Morgan Private Wealth Advisors
California
$256K -$27.7K -266 -10%
IWM
284
IHT Wealth Management
Illinois
$252K +$252K +2,422 New
Cetera Investment Advisers
285
Cetera Investment Advisers
Illinois
$248K +$248K +2,375 New
WAM
286
World Asset Management
Michigan
$244K +$244K +2,341 New
LCOV
287
London Company of Virginia
Virginia
$237K +$237K +2,270 New
ZCA
288
Zeke Capital Advisors
Pennsylvania
$233K +$233K +2,237 New
ASN
289
Advisory Services Network
Georgia
$224K -$4.38K -42 -2%
Baird Financial Group
290
Baird Financial Group
Wisconsin
$222K +$222K +2,132 New
CA
291
Cetera Advisors
Colorado
$219K +$219K +2,105 New
FHB
292
First Hawaiian Bank
Hawaii
$214K +$214K +2,054 New
PAI
293
Pittenger & Anderson Inc
Nebraska
$208K – – –
WWM
294
WJ Wealth Management
Arizona
$208K +$208K +2,000 New
AA
295
ACT Advisors
North Carolina
$208K +$208K +2,000 New
Ameriprise
296
Ameriprise
Minnesota
$208K +$208K +2,002 New
RJFSA
297
Raymond James Financial Services Advisors
Florida
$201K +$201K +1,927 New
IIC
298
Integrated Investment Consultants
Michigan
$200K +$200K +1,922 New
MLICM
299
Metropolitan Life Insurance Company (MetLife)
New York
$196K -$5.52K -53 -3%
PCG
300
Private Capital Group
Connecticut
$148K -$6.66K -64 -4%
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