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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
QCM
276
Quantinno Capital Management
New York
$284K
CFB
277
Cullen/Frost Bankers
Texas
$281K
TSS
278
Two Sigma Securities
New York
$280K +$242K +2,688 New
XM
279
XTX Markets
New York
$278K +$240K +2,669 New
CCIA
280
Campbell & Co Investment Adviser
Maryland
$274K +$236K +2,630 New
Ensign Peak Advisors
281
Ensign Peak Advisors
Utah
$272K -$1.18M -13,152 -83%
Cerity Partners
282
Cerity Partners
New York
$270K +$234K +2,602 New
Verition Fund Management
283
Verition Fund Management
Connecticut
$262K -$142K -1,585 -39%
JMPWA
284
JP Morgan Private Wealth Advisors
California
$256K -$23.9K -266 -10%
IWM
285
IHT Wealth Management
Illinois
$252K +$218K +2,422 New
Cetera Investment Advisers
286
Cetera Investment Advisers
Illinois
$248K +$213K +2,375 New
WAM
287
World Asset Management
Michigan
$244K +$210K +2,341 New
LCOV
288
London Company of Virginia
Virginia
$237K +$204K +2,270 New
ZCA
289
Zeke Capital Advisors
Pennsylvania
$233K +$201K +2,237 New
ASN
290
Advisory Services Network
Georgia
$224K -$3.77K -42 -2%
Baird Financial Group
291
Baird Financial Group
Wisconsin
$222K +$192K +2,132 New
CA
292
Cetera Advisors
Colorado
$219K +$189K +2,105 New
FHB
293
First Hawaiian Bank
Hawaii
$214K +$185K +2,054 New
PAI
294
Pittenger & Anderson Inc
Nebraska
$208K
AA
295
ACT Advisors
North Carolina
$208K +$180K +2,000 New
WWM
296
WJ Wealth Management
Arizona
$208K +$180K +2,000 New
Ameriprise
297
Ameriprise
Minnesota
$208K +$180K +2,002 New
RJFSA
298
Raymond James Financial Services Advisors
Florida
$201K +$173K +1,927 New
IIC
299
Integrated Investment Consultants
Michigan
$200K +$173K +1,922 New
MLICM
300
Metropolitan Life Insurance Company (MetLife)
New York
$196K -$4.76K -53 -3%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.