We are live on ! Find out more
LPLA icon

LPL Financial
LPLA

326 hedge funds and large institutions have $5.85B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 132 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.73% less ownership

Funds ownership: 97.54% → 96.81% (-0.73%)

3% less capital invested

Capital invested by funds: $6.03B → $5.85B (-$180M)

4% less funds holding

Funds holding: 341 → 326 (-15)

13% less funds holding in top 10

Funds holding in top 10: 8 → 7 (-1)

14% less repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 132

26% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 53

45% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $14.7M

Holders
326
Holders Change
-15
Holders Change %
-4.4%
% of All Funds
6.58%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
132
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$241M
2
HVCM
HG Vora Capital Management
New York
+$59.6M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$50.8M
4
ACM
Argent Capital Management
Missouri
+$34.6M
5
EIP
Epoch Investment Partners
New York
+$22.1M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$101M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$59.1M
3
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$40.2M
4
Holocene Advisors
Holocene Advisors
New York
-$38.1M
5
Prudential Financial
Prudential Financial
New Jersey
-$34.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
276
Jacobi Capital Management
Pennsylvania
$60K – – –
C
277
Cerebellum
California
$48K -$120K -1,505 -70%
TFGT
278
TS Financial Group (TSFG)
Illinois
$34K +$159 +2 +0.5%
PFGIA
279
Patriot Financial Group Insurance Agency
Massachusetts
$31K – – –
S
280
SignatureFD
Georgia
$30K – – –
GCM
281
Gables Capital Management
Florida
$24K – – –
Millennium Management
282
Millennium Management
New York
$23.6K -$1.98M -24,929 -8%
EP
283
Eudaimonia Partners
Tennessee
$23K – – –
FFA
284
Founders Financial Alliance
North Carolina
$23K +$23.8K +300 New
HNB
285
Huntington National Bank
Ohio
$19K -$873 -11 -4%
GRP
286
Global Retirement Partners
California
$18K +$4.45K +56 +32%
FHA
287
Flagship Harbor Advisors
Massachusetts
$16K -$11.9K -150 -41%
BCA
288
Berman Capital Advisors
Georgia
$15K +$2.94K +37 +23%
HFM
289
Harvest Fund Management
China
$15K +$15.5K +195 New
APWA
290
Atlas Private Wealth Advisors
New Jersey
$14K +$79 +1 +0.6%
QCG
291
Quadrant Capital Group
Ohio
$11K – – –
CCM
292
Covington Capital Management
California
$10K – – –
Northwestern Mutual Wealth Management
293
Northwestern Mutual Wealth Management
Wisconsin
$9K +$79 +1 +0.9%
FMII
294
Farmers & Merchants Investments Inc
Nebraska
$7K – – –
IWP
295
IAG Wealth Partners
Wisconsin
$7K – – –
LC
296
Lindbrook Capital
California
$7K – – –
MF
297
Manchester Financial
California
$7K – – –
SPIA
298
Steward Partners Investment Advisory
New York
$7K – – –
CFFP
299
Center for Financial Planning
Michigan
$6K – – –
DAM
300
Delta Asset Management
Tennessee
$6K – – –
10 11
12
13 14

LPLA Hedge Fund Activity: Q3 2020 in Review

326 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2020, worth a combined $5.85B — down 3% from $6.03B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of LPLA and 39 opened new positions — a net loss of 14 holders — while 132 trimmed existing stakes and 113 added.

The largest buyer was Wellington Management Group, adding an estimated $241M. The largest seller was Deutsche Bank, cutting an estimated $101M.

  • 326 institutional investors held LPL Financial (LPLA) as of Q3 2020, down from 341 in Q2 2020.
  • Funds reported $5.85B of LPL Financial stock for Q3 2020, down 3% quarter-over-quarter.
  • 39 funds opened new LPL Financial positions in Q3 2020 and 53 closed out, a net change of -14 holders.
  • The largest LPL Financial buyer in Q3 2020 was Wellington Management Group, an estimated $241M added.
  • The largest LPL Financial seller in Q3 2020 was Deutsche Bank, an estimated $101M sold.

Based on aggregated 13F filings for Q3 2020.