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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
PHK
276
Point72 Hong Kong
Hong Kong
$60K -$274K -3,348 -82%
IA
277
IFP Advisors
Florida
$60K +$60K +757 New
CAPTRUST Financial Advisors
278
CAPTRUST Financial Advisors
North Carolina
$57K -$81 -1 -0.1%
SLF
279
Sun Life Financial
Ontario, Canada
$49K +$247 +3 +0.5%
GSWM
280
Golden State Wealth Management
California
$48K -$1.9K -23 -4%
US Bancorp
281
US Bancorp
Minnesota
$43K -$52.3K -636 -55%
SSB
282
Sandy Spring Bank
Maryland
$39K – – –
CFGS
283
Concourse Financial Group Securities
Alabama
$36K +$573 +7 +2%
TFGT
284
TS Financial Group (TSFG)
Illinois
$36K +$20.7K +249 +135%
DekaBank Deutsche Girozentrale
285
DekaBank Deutsche Girozentrale
Germany
$35K – – –
PCG
286
Private Capital Group
Connecticut
$21K -$161K -1,925 -88%
CIA
287
CSat Investment Advisory
Michigan
$19K +$3.37K +41 +22%
FHA
288
Flagship Harbor Advisors
Massachusetts
$18K – – –
Northwestern Mutual Wealth Management
289
Northwestern Mutual Wealth Management
Wisconsin
$18K – – –
QI
290
QS Investors
New York
$14K – – –
GRP
291
Global Retirement Partners
California
$13K +$12.4K +147 +2,100%
CCM
292
Covington Capital Management
California
$11K +$11K +133 New
JCM
293
Jacobi Capital Management
Pennsylvania
$10K – – –
CI
294
CX Institutional
Indiana
$8K – – –
S
295
SignatureFD
Georgia
$7K – – –
FEM
296
Fulcrum Equity Management
Texas
$6K +$6K +69 New
DAM
297
Delta Asset Management
Tennessee
$6K +$6K +78 New
EFSCE
298
Enterprise Financial Services Corp (EFSC)
Missouri
$3K – – –
PA
299
Parallel Advisors
California
$3K +$3K +33 New
Fifth Third Bancorp
300
Fifth Third Bancorp
Ohio
$3K +$3K +40 New
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12
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