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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PHK
276
Point72 Hong Kong
Hong Kong
$60K -$268K -3,348 -82%
IA
277
IFP Advisors
Florida
$60K +$60.6K +757 New
CAPTRUST Financial Advisors
278
CAPTRUST Financial Advisors
North Carolina
$57K -$80 -1 -0.1%
SLF
279
Sun Life Financial
Ontario, Canada
$49K +$240 +3 +0.5%
GSWM
280
Golden State Wealth Management
California
$48K -$1.84K -23 -4%
US Bancorp
281
US Bancorp
Minnesota
$43K -$50.9K -636 -55%
SSB
282
Sandy Spring Bank
Maryland
$39K
CFGS
283
Concourse Financial Group Securities
Alabama
$36K +$560 +7 +2%
TFGT
284
TS Financial Group (TSFG)
Illinois
$36K +$19.9K +249 +135%
DekaBank Deutsche Girozentrale
285
DekaBank Deutsche Girozentrale
Germany
$35K
PCG
286
Private Capital Group
Connecticut
$21K -$154K -1,925 -88%
CIA
287
CSat Investment Advisory
Michigan
$19K +$3.28K +41 +22%
FHA
288
Flagship Harbor Advisors
Massachusetts
$18K
Northwestern Mutual Wealth Management
289
Northwestern Mutual Wealth Management
Wisconsin
$18K
QI
290
QS Investors
New York
$14K
GRP
291
Global Retirement Partners
California
$13K +$11.8K +147 +2,100%
CCM
292
Covington Capital Management
California
$11K +$10.6K +133 New
JCM
293
Jacobi Capital Management
Pennsylvania
$10K
CI
294
CX Institutional
Indiana
$8K
S
295
SignatureFD
Georgia
$7K
FEM
296
Fulcrum Equity Management
Texas
$6K +$5.52K +69 New
DAM
297
Delta Asset Management
Tennessee
$6K +$6.24K +78 New
EFSCE
298
Enterprise Financial Services Corp (EFSC)
Missouri
$3K
PA
299
Parallel Advisors
California
$3K +$2.64K +33 New
Fifth Third Bancorp
300
Fifth Third Bancorp
Ohio
$3K +$3.2K +40 New

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.