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LPL Financial
LPLA

Overview Fund Activity

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.94%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.2%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M

Top Buyers

1
AL
AJO LP
Pennsylvania
$87.4M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$180M
3
Deutsche Bank
Deutsche Bank
Germany
$49.5M
4
APG Asset Management
APG Asset Management
Netherlands
$91.6M
5
EAM
Eagle Asset Management
Florida
$36M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$1.48M
2
FCIM
Fairview Capital Investment Management
California
$103M
3
SCA
Southpoint Capital Advisors
New York
$153M
4
FPA
First Pacific Advisors
California
$204M
5
ACL
Azora Capital LP
Florida
$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCAG
276
Rehmann Capital Advisory Group
Michigan
$67.7K -$4.81K -69 -7%
Carson Wealth (CWM LLC)
277
Carson Wealth (CWM LLC)
Nebraska
$66K +$5.57K +41 +9%
Walleye Capital
278
Walleye Capital
New York
$66K +$66K +950 New
ASN
279
Advisory Services Network
Georgia
$42K +$23.9K +344 +132%
SLF
280
Sun Life Financial
Ontario, Canada
$41K +$208 +3 +0.5%
PHK
281
Point72 Hong Kong
Hong Kong
$40K +$40K +574 New
GSWM
282
Golden State Wealth Management
California
$36K +$36K +522 New
CFGS
283
Concourse Financial Group Securities
Alabama
$34K +$14.1K +205 +71%
SSB
284
Sandy Spring Bank
Maryland
$34K +$34K +481 New
AssetMark Inc
285
AssetMark Inc
California
$28K -$42.8K -608 -60%
CFS
286
Ceros Financial Services
Maryland
$26K +$26K +370 New
AP
287
Advisors Preferred
Maryland
$26K +$26K +370 New
RFC
288
Regions Financial Corp
Alabama
$22K – – –
Group One Trading
289
Group One Trading
Illinois
$21K -$32K -459 -60%
WAM
290
Wealthspire Advisors (Maryland)
Maryland
$20K -$13.3K -191 -40%
FHA
291
Flagship Harbor Advisors
Massachusetts
$19K +$4.07K +60 +27%
Nomura Holdings
292
Nomura Holdings
Japan
$18K +$18K +258 New
Northwestern Mutual Wealth Management
293
Northwestern Mutual Wealth Management
Wisconsin
$15K +$7.01K +100 +88%
Simplex Trading
294
Simplex Trading
Illinois
$14K +$4.3K +62 +44%
TFGT
295
TS Financial Group (TSFG)
Illinois
$13K +$13K +185 New
QI
296
QS Investors
New York
$12K – – –
Robeco Institutional Asset Management
297
Robeco Institutional Asset Management
Netherlands
$10K – – –
PCM
298
Prelude Capital Management
New York
$9K -$6.98K -100 -44%
AW
299
Alpha Windward
Massachusetts
$9K – – –
MIM
300
MetLife Investment Management
New Jersey
$8.01K -$139 -2 -2%
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