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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
RCAG
276
Rehmann Capital Advisory Group
Michigan
$67.7K -$4.97K -69 -7%
Carson Wealth (CWM LLC)
277
Carson Wealth (CWM LLC)
Nebraska
$66K +$2.96K +41 +9%
Walleye Capital
278
Walleye Capital
New York
$66K +$68.5K +950 New
ASN
279
Advisory Services Network
Georgia
$42K +$24.8K +344 +132%
SLF
280
Sun Life Financial
Ontario, Canada
$41K +$216 +3 +0.5%
PHK
281
Point72 Hong Kong
Hong Kong
$40K +$41.4K +574 New
GSWM
282
Golden State Wealth Management
California
$36K +$37.6K +522 New
CFGS
283
Concourse Financial Group Securities
Alabama
$34K +$14.8K +205 +71%
SSB
284
Sandy Spring Bank
Maryland
$34K +$34.7K +481 New
AssetMark Inc
285
AssetMark Inc
California
$28K -$43.8K -608 -60%
AP
286
Advisors Preferred
Maryland
$26K +$26.7K +370 New
CFS
287
Ceros Financial Services
Maryland
$26K +$26.7K +370 New
RFC
288
Regions Financial Corp
Alabama
$22K
Group One Trading
289
Group One Trading
Illinois
$21K -$33.1K -459 -60%
WAM
290
Wealthspire Advisors (Maryland)
Maryland
$20K -$13.8K -191 -40%
FHA
291
Flagship Harbor Advisors
Massachusetts
$19K +$4.32K +60 +27%
Nomura Holdings
292
Nomura Holdings
Japan
$18K +$18.6K +258 New
Northwestern Mutual Wealth Management
293
Northwestern Mutual Wealth Management
Wisconsin
$15K +$7.21K +100 +88%
Simplex Trading
294
Simplex Trading
Illinois
$14K +$4.47K +62 +44%
TFGT
295
TS Financial Group (TSFG)
Illinois
$13K +$13.3K +185 New
QI
296
QS Investors
New York
$12K
Robeco Institutional Asset Management
297
Robeco Institutional Asset Management
Netherlands
$10K
PCM
298
Prelude Capital Management
New York
$9K -$7.21K -100 -44%
AW
299
Alpha Windward
Massachusetts
$9K
MIM
300
MetLife Investment Management
New Jersey
$8.01K -$144 -2 -2%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.