LPLA icon

LPL Financial
LPLA

Overview Fund Activity

290 hedge funds and large institutions have $5.14B invested in LPL Financial in 2018 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 102 increasing their positions, 91 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
290
Holders Change
+47
Holders Change %
+19.34%
% of All Funds
6.66%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.32%
New
73
Increased
102
Reduced
91
Closed
22
Calls
$13.5M
Puts
$16.2M
Net Calls
-$2.74M
Net Calls Change
-$5.73M

Top Buyers

1
FCM
Frontier Capital Management
Massachusetts
$106M
2
TCP
Tourbillon Capital Partners
New York
$61.1M
3
Westfield Capital Management
Westfield Capital Management
Massachusetts
$43.3M
4
NMVA
New Mountain Vantage Advisers
New York
$35.7M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
$133M

Top Sellers

1
HCM
HMI Capital Management
California
$29.4M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$1.38M
3
FCIM
Fairview Capital Investment Management
California
$148M
4
Citadel Advisors
Citadel Advisors
Florida
$1.3M
5
ACH
ArrowMark Colorado Holdings
Colorado
$142M
Name Holding Trade Value Shares
Change 		Shares
Change %
Carson Wealth (CWM LLC)
276
Carson Wealth (CWM LLC)
Nebraska
$6K +$2.61K +43 +77%
S
277
SignatureFD
Georgia
$5K +$5K +76 New
FGC
278
Financial Gravity Companies
Texas
$4K -$5.2K -91 -57%
FGAM
279
Financial Gravity Asset Management
Texas
$4K +$4K +70 New
GFP
280
Gryphon Financial Partners
Ohio
$3K -$1.55K -29 -34%
Northwestern Mutual Wealth Management
281
Northwestern Mutual Wealth Management
Wisconsin
$3K +$1K +16 +50%
EFSCE
282
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
PCP
283
Proficio Capital Partners
Massachusetts
$2K – – –
EARNEST Partners
284
EARNEST Partners
Georgia
$2K – – –
Nomura Holdings
285
Nomura Holdings
Japan
$1.83K -$1.55K -25,415 -46%
FMA
286
FNY Managed Accounts
New York
$1K -$7.4K -148 -88%
MCM
287
Manchester Capital Management
Vermont
$1K +$1K +13 New
TRCT
288
Tower Research Capital (TRC)
New York
$1K +$1K +20 New
JCM
289
Junto Capital Management
New York
– -$30.7M -537,348 Closed
PFMOSF
290
Philadelphia Financial Management of San Francisco
California
– -$15.7M -274,849 Closed
Assenagon Asset Management
291
Assenagon Asset Management
Luxembourg
– -$5.49M -96,134 Closed
IP
292
Interval Partners
New York
– -$5.37M -93,974 Closed
PCM
293
Piermont Capital Management
Missouri
– -$3.07M -53,800 Closed
PCM
294
Price Capital Management
Louisiana
– -$1.58M -27,599 Closed
SEC
295
Seven Eight Capital
New York
– -$1.44M -25,200 Closed
Janney Montgomery Scott
296
Janney Montgomery Scott
Pennsylvania
– -$979K -17,136 Closed
MA
297
MUFG Americas
New York
– -$925K -16,190 Closed
OAM
298
Oxford Asset Management
United Kingdom
– -$919K -16,168 Closed
MAM
299
Martingale Asset Management
Massachusetts
– -$664K -11,610 Closed
Tudor Investment Corp
300
Tudor Investment Corp
Connecticut
– -$589K -10,308 Closed
9 10 11
12
13