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LPL Financial
LPLA

Overview Fund Activity

594 hedge funds and large institutions have $17.1B invested in LPL Financial in 2023 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 247 increasing their positions, 191 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
594
Holders Change
+10
Holders Change %
+1.71%
% of All Funds
9.47%
Holding in Top 10
18
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+12.5%
% of All Funds
0.29%
New
70
Increased
247
Reduced
191
Closed
53
Calls
$165M
Puts
$39.8M
Net Calls
+$126M
Net Calls Change
+$98.7M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$496M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$128M
3
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
+$84.9M
4
WCA
Waratah Capital Advisors
Ontario, Canada
+$56.6M
5
Ameriprise
Ameriprise
Minnesota
+$54.5M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$126M
2
SC
Samlyn Capital
New York
-$110M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$84.8M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$77.8M
5
Marshall Wace
Marshall Wace
United Kingdom
-$77.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
FZCM
251
Flynn Zito Capital Management
New York
$2.05M – – –
DIA
252
Dana Investment Advisors
Wisconsin
$2.05M +$425K +1,790 +26%
II
253
Inspire Investing
Idaho
$2.05M -$366K -1,541 -15%
DA
254
Duality Advisers
Florida
$2.03M +$2.03M +8,523 New
NAM
255
Nissay Asset Management
Japan
$2.02M +$39.7K +167 +2%
FHB
256
First Hawaiian Bank
Hawaii
$2M +$5.7K +24 +0.3%
SLI
257
Sumitomo Life Insurance
Japan
$2M +$249K +1,048 +14%
Daiwa Securities Group
258
Daiwa Securities Group
Japan
$2M -$207K -869 -9%
BCP
259
Blackhawk Capital Partners
Wisconsin
$1.99M -$5.7K -24 -0.3%
Wealth Enhancement Advisory Services
260
Wealth Enhancement Advisory Services
Minnesota
$1.97M +$1.97M +8,288 New
ASN
261
Advisory Services Network
Georgia
$1.94M -$334K -1,406 -15%
PP
262
PDT Partners
New York
$1.93M +$1.93M +8,107 New
SG Americas Securities
263
SG Americas Securities
New York
$1.93M +$1.93M +8,106 New
OLA
264
Oliver Luxxe Assets
New Jersey
$1.93M +$660K +2,776 +52%
AIM
265
Aquila Investment Management
New York
$1.9M +$475K +2,000 +33%
YMRC
266
Yorktown Management & Research Company
Virginia
$1.9M -$97.4K -410 -5%
CCMG
267
Clark Capital Management Group
Pennsylvania
$1.89M +$66.1K +278 +4%
SBIA
268
Sheaff Brock Investment Advisors
Indiana
$1.88M -$6.89K -29 -0.4%
Mariner
269
Mariner
Kansas
$1.87M +$52.3K +220 +3%
CAN
270
Cetera Advisor Networks
California
$1.84M +$162K +680 +10%
Robeco Institutional Asset Management
271
Robeco Institutional Asset Management
Netherlands
$1.83M -$928K -3,903 -34%
Neuberger Berman Group
272
Neuberger Berman Group
New York
$1.79M -$107K -451 -6%
P
273
Pitcairn
Pennsylvania
$1.78M +$13.5K +57 +0.8%
GIBU
274
Gulf International Bank (UK)
United Kingdom
$1.75M -$157K -661 -8%
RWA
275
Redhawk Wealth Advisors
Minnesota
$1.74M +$17.8K +75 +1%
9 10
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