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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Tudor Investment Corp
251
Tudor Investment Corp
Connecticut
$715K +$738K +4,469 New
AT
252
American Trust
Kentucky
$708K +$730K +4,425 New
AO
253
Advisor OS
Illinois
$699K +$73K +442 +11%
MML Investors Services
254
MML Investors Services
Massachusetts
$684K -$27.9K -169 -4%
EGM
255
Engineers Gate Manager
New York
$667K +$417K +2,525 +154%
VPIM
256
Vanguard Personalized Indexing Management
California
$646K +$77.6K +470 +13%
OTL
257
Oak Thistle LLC
New York
$637K +$657K +3,980 New
SFI
258
Susquehanna Fundamental Investments
Pennsylvania
$634K -$2.91M -17,629 -82%
CAN
259
Cetera Advisor Networks
California
$631K +$256K +1,552 +65%
GC
260
Guggenheim Capital
Illinois
$608K +$137K +831 +28%
IC
261
Intersect Capital
California
$592K +$29.2K +177 +5%
TC
262
TownSquare Capital
Utah
$591K +$255K +1,547 +72%
PNC Financial Services Group
263
PNC Financial Services Group
Pennsylvania
$579K +$2.97K +18 +0.5%
IAA
264
Independent Advisor Alliance
North Carolina
$577K -$34.2K -207 -5%
PRC
265
Pearl River Capital
Michigan
$570K +$318K +1,928 +118%
IIC
266
Ironwood Investment Counsel
Arizona
$557K -$8.25K -50 -1%
IWA
267
Intercontinental Wealth Advisors
Texas
$547K +$246K +1,491 +77%
BFS
268
Bickling Financial Services
Massachusetts
$542K +$8.91K +54 +2%
OSIA
269
O'Shares Investment Advisers
Massachusetts
$540K +$12.5K +76 +2%
PAI
270
Pittenger & Anderson Inc
Nebraska
$536K +$14.9K +90 +3%
WG
271
Winton Group
United Kingdom
$536K +$553K +3,351 New
LG
272
Leuthold Group
Minnesota
$531K -$6.11K -37 -1%
CIP
273
Cornerstone Investment Partners
Georgia
$531K +$245K +1,482 +81%
SIA
274
SkyView Investment Advisors
New Jersey
$530K +$1.22M +7,413 +173%
RWM
275
Ritholtz Wealth Management
New York
$522K +$43.1K +261 +9%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.