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LPL Financial
LPLA

Overview Fund Activity

418 hedge funds and large institutions have $12B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 161 increasing their positions, 136 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
418
Holders Change
+2
Holders Change %
+0.48%
% of All Funds
7.34%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.3%
New
55
Increased
161
Reduced
136
Closed
48
Calls
$11.2M
Puts
$8.16M
Net Calls
+$3.01M
Net Calls Change
-$25.8M

Top Buyers

1
Nuveen Asset Management
Nuveen Asset Management
Illinois
$152M
2
Deutsche Bank
Deutsche Bank
Germany
$80.5M
3
Bank of New York Mellon
Bank of New York Mellon
New York
$232M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$81.2M
5
JCM
Junto Capital Management
New York
$123M

Top Sellers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$0
2
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
$1.35M
3
HVCM
HG Vora Capital Management
New York
$125M
4
Vanguard Group
Vanguard Group
Pennsylvania
$1.08B
5
IAM
Iridian Asset Management
Connecticut
$75.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
OAM
251
Oppenheimer Asset Management
New York
$720K -$18.7K -119 -3%
MML Investors Services
252
MML Investors Services
Massachusetts
$696K -$130K -830 -16%
KAS
253
Kestra Advisory Services
Texas
$693K +$179K +1,142 +35%
JG
254
Jefferies Group
New York
$676K +$676K +4,310 New
SIA
255
SkyView Investment Advisors
New Jersey
$670K +$629K +4,011 +1,525%
Manulife (Manufacturers Life Insurance)
256
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$654K +$403K +2,571 +161%
VLC
257
Van Leeuwen & Company
New Jersey
$642K – – –
KFP
258
KB Financial Partners
New Jersey
$624K +$107K +685 +21%
AO
259
Advisor OS
Illinois
$615K +$97.2K +621 +19%
IAA
260
Independent Advisor Alliance
North Carolina
$597K +$74.9K +478 +14%
RJFSA
261
Raymond James Financial Services Advisors
Florida
$593K +$119K +760 +25%
PNC Financial Services Group
262
PNC Financial Services Group
Pennsylvania
$564K +$8.14K +52 +1%
VPIM
263
Vanguard Personalized Indexing Management
California
$559K +$559K +3,564 New
IIC
264
Ironwood Investment Counsel
Arizona
$554K – – –
WWM
265
Wolff Wiese Magana
California
$553K +$544K +3,467 +5,876%
IC
266
Intersect Capital
California
$552K +$63.5K +405 +13%
TFA
267
Toth Financial Advisory
Virginia
$541K +$541K +3,450 New
DC
268
Derby & Company
Massachusetts
$533K – – –
XT
269
XTX Topco
Cayman Islands
$532K -$206K -1,314 -28%
LG
270
Leuthold Group
Minnesota
$526K – – –
BFS
271
Bickling Financial Services
Massachusetts
$522K +$784 +5 +0.2%
OSIA
272
O'Shares Investment Advisers
Massachusetts
$516K +$516K +3,294 New
Squarepoint
273
Squarepoint
New York
$515K -$1.69M -10,771 -77%
PAI
274
Pittenger & Anderson Inc
Nebraska
$511K -$52.5K -335 -9%
GT
275
Glenview Trust
Kentucky
$508K +$102K +652 +25%
9 10
11
12 13