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LPL Financial
LPLA

Overview Fund Activity

395 hedge funds and large institutions have $11B invested in LPL Financial in 2021 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 124 increasing their positions, 141 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
395
Holders Change
+24
Holders Change %
+6.47%
% of All Funds
6.96%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.28%
New
83
Increased
124
Reduced
141
Closed
55
Calls
$23.6M
Puts
$24.7M
Net Calls
-$1.11M
Net Calls Change
+$9.87M

Top Buyers

1
Kayne Anderson Rudnick Investment Management
1
Kayne Anderson Rudnick Investment Management
California
$273M
2
Wells Fargo
2
Wells Fargo
California
$369M
3
MC
3
Maverick Capital
Texas
$121M
4
IAM
4
Iridian Asset Management
Connecticut
$92M
5
Victory Capital Management
5
Victory Capital Management
Texas
$99M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$547M
2
SC
2
Samlyn Capital
New York
$354M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$177M
4
MWA
4
Marshall Wace Asia
Hong Kong
$49.8M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$86.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
LG
251
Leuthold Group
Minnesota
$490K -$12.4K -87 -2%
DC
252
Derby & Company
Massachusetts
$483K – – –
RJFSA
253
Raymond James Financial Services Advisors
Florida
$474K +$200K +1,406 +73%
Walleye Trading
254
Walleye Trading
New York
$473K -$43.8K -308 -8%
BFS
255
Bickling Financial Services
Massachusetts
$463K +$47.9K +337 +12%
Macquarie Group
256
Macquarie Group
Australia
$460K -$139K -980 -23%
Marshall Wace
257
Marshall Wace
United Kingdom
$458K -$5.28M -37,140 -92%
IAA
258
Independent Advisor Alliance
North Carolina
$453K -$156K -1,097 -26%
Acadian Asset Management
259
Acadian Asset Management
Massachusetts
$448K -$401K -2,817 -47%
ACM
260
AlphaCrest Capital Management
New York
$436K -$275K -1,937 -39%
Ameriprise
261
Ameriprise
Minnesota
$433K +$148K +1,036 +52%
TRCT
262
Tower Research Capital (TRC)
New York
$430K -$456K -3,204 -51%
EFSCE
263
Enterprise Financial Services Corp (EFSC)
Missouri
$428K -$21K -148 -5%
PAI
264
Pittenger & Anderson Inc
Nebraska
$404K +$120K +845 +42%
IC
265
Intersect Capital
California
$402K -$3.7K -26 -0.9%
NAM
266
NorthCoast Asset Management
Connecticut
$400K -$110K -774 -22%
QCM
267
Quantinno Capital Management
New York
$387K – – –
SWP
268
Stratos Wealth Partners
Ohio
$385K -$27.6K -194 -7%
CFB
269
Cullen/Frost Bankers
Texas
$384K – – –
IRF
270
IBM Retirement Fund
New York
$378K -$37.7K -265 -9%
FMBTD
271
First Midwest Bank Trust Division
Illinois
$376K -$1.58M -11,118 -81%
HF
272
HRT Financial
New York
$371K +$371K +2,615 New
EGM
273
Engineers Gate Manager
New York
$361K -$90.7K -639 -20%
KFP
274
KB Financial Partners
New Jersey
$360K +$360K +2,529 New
KAS
275
Kestra Advisory Services
Texas
$359K +$359K +2,528 New
9 10
11
12 13