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LPL Financial
LPLA

Overview Fund Activity

325 hedge funds and large institutions have $5.84B invested in LPL Financial in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 113 increasing their positions, 131 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
325
Holders Change
-15
Holders Change %
-4.41%
% of All Funds
6.57%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
39
Increased
113
Reduced
131
Closed
53
Calls
$8.09M
Puts
$14.7M
Net Calls
-$6.62M
Net Calls Change
-$3.54M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$457M
2
HVCM
2
HG Vora Capital Management
New York
$57.5M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$166M
4
ACM
4
Argent Capital Management
Missouri
$34.9M
5
EIP
5
Epoch Investment Partners
New York
$21.3M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.1M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$637M
3
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$626M
4
Holocene Advisors
4
Holocene Advisors
New York
$0
5
Prudential Financial
5
Prudential Financial
New Jersey
$2.11M
Name Holding Trade Value Shares
Change 		Shares
Change %
DC
251
Derby & Company
Massachusetts
$261K – – –
BAM
252
Blueshift Asset Management
New Jersey
$261K +$261K +3,410 New
CC
253
Cipher Capital
New York
$260K -$190K -2,473 -42%
Axa
254
Axa
France
$253K -$3.4M -44,300 -93%
ACM
255
AlphaCrest Capital Management
New York
$245K -$191K -2,488 -44%
OR
256
Olympiad Research
Connecticut
$228K -$92.4K -1,205 -29%
Fifth Third Bancorp
257
Fifth Third Bancorp
Ohio
$216K -$48K -625 -18%
Janney Montgomery Scott
258
Janney Montgomery Scott
Pennsylvania
$215K +$3.38K +44 +2%
IC
259
Intersect Capital
California
$214K +$214K +2,797 New
PRC
260
Pearl River Capital
Michigan
$211K +$211K +2,753 New
JPMPWA
261
J.P. Morgan Private Wealth Advisors
California
$209K -$47.9K -625 -19%
QCM
262
Quantinno Capital Management
New York
$209K – – –
CFB
263
Cullen/Frost Bankers
Texas
$207K – – –
YIA
264
YHB Investment Advisors
Connecticut
$203K +$203K +2,645 New
ASN
265
Advisory Services Network
Georgia
$168K +$168K +2,192 New
EFSCE
266
Enterprise Financial Services Corp (EFSC)
Missouri
$163K +$161K +2,090 +6,531%
FC
267
FORA Capital
Florida
$160K +$160K +2,083 New
PAI
268
Pittenger & Anderson Inc
Nebraska
$153K – – –
MLICM
269
Metropolitan Life Insurance Company (MetLife)
New York
$148K -$2.45K -32 -2%
PCG
270
Private Capital Group
Connecticut
$114K -$7.67K -100 -6%
AIG
271
American International Group
New York
$85K -$847 -11 -1%
CFGS
272
Concourse Financial Group Securities
Alabama
$83K +$15.9K +207 +24%
IA
273
IFP Advisors
Florida
$73K -$61.8K -796 -46%
Carson Wealth (CWM LLC)
274
Carson Wealth (CWM LLC)
Nebraska
$66K – – –
JCM
275
Jacobi Capital Management
Pennsylvania
$60K – – –
9 10
11
12 13