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LPL Financial
LPLA

Overview Fund Activity

340 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
340
Holders Change
+28
Holders Change %
+8.97%
% of All Funds
6.71%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
63
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M

Top Buyers

1
SC
Samlyn Capital
New York
$318M
2
HCM
Highline Capital Management
New York
$47.6M
3
Invesco
Invesco
Georgia
$253M
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
$115M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$167M

Top Sellers

1
FPA
First Pacific Advisors
California
$175M
2
Prudential Financial
Prudential Financial
New Jersey
$11.4M
3
Nomura Holdings
Nomura Holdings
Japan
$919K
4
FCM
Frontier Capital Management
Massachusetts
$94.6M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$18.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
251
Avior Wealth Management
Nebraska
$379K – – –
TRCT
252
Tower Research Capital (TRC)
New York
$378K +$294K +3,186 +349%
AR
253
Advisory Research
Illinois
$375K -$137K -1,481 -27%
BAM
254
Blueshift Asset Management
New Jersey
$340K +$340K +3,681 New
JPMPWA
255
J.P. Morgan Private Wealth Advisors
California
$336K +$12.6K +136 +4%
OI
256
Oakbrook Investments
Illinois
$327K -$87.5K -950 -21%
Walleye Capital
257
Walleye Capital
New York
$325K +$325K +3,520 New
FAAS
258
First Allied Advisory Services
California
$321K +$12K +130 +4%
WAM
259
World Asset Management
Michigan
$308K -$47.7K -518 -13%
CA
260
Cetera Advisors
Colorado
$307K – – –
PP
261
PDT Partners
New York
$298K +$298K +3,232 New
Coatue Management
262
Coatue Management
New York
$297K +$297K +3,223 New
Royal Bank of Canada
263
Royal Bank of Canada
Ontario, Canada
$294K -$178K -1,931 -38%
Capital Fund Management (CFM)
264
Capital Fund Management (CFM)
France
$291K -$1.87M -20,244 -87%
PRC
265
Pearl River Capital
Michigan
$289K +$176K +1,909 +156%
QT
266
Quantamental Technologies
New York
$289K +$289K +3,131 New
Verition Fund Management
267
Verition Fund Management
Connecticut
$271K +$271K +2,941 New
HF
268
HRT Financial
New York
$269K -$1M -10,883 -79%
NWP
269
Northstar Wealth Partners
Connecticut
$266K +$266K +2,886 New
AWM
270
Alterna Wealth Management
Texas
$254K -$16.4K -178 -6%
CIM
271
Contravisory Investment Management
Massachusetts
$250K +$3.22K +35 +1%
CFB
272
Cullen/Frost Bankers
Texas
$249K +$249K +2,700 New
Simplex Trading
273
Simplex Trading
Illinois
$248K -$1.73M -18,787 -87%
QT
274
Quantbot Technologies
New York
$244K +$244K +2,650 New
B
275
Barings
North Carolina
$241K -$315K -3,400 -57%
9 10
11
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