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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
CCIA
251
Campbell & Co Investment Adviser
Maryland
$261K +$52K +650 +26%
VLC
252
Van Leeuwen & Company
New Jersey
$258K -$3.6K -45 -1%
AWM
253
Alterna Wealth Management
Texas
$240K +$235K +2,936 New
CIM
254
Contravisory Investment Management
Massachusetts
$219K
CCM
255
Crabel Capital Management
California
$218K +$213K +2,662 New
JIR
256
James Investment Research
Ohio
$203K +$199K +2,482 New
FDCDDQ
257
Federation des caisses Desjardins du Quebec
Quebec, Canada
$202K -$13.4K -167 -6%
CSS
258
Cubist Systematic Strategies
Connecticut
$180K -$5.9M -73,752 -97%
AIG
259
American International Group
New York
$164K -$2.48K -31 -2%
Walleye Trading
260
Walleye Trading
New York
$139K +$136K +1,697 New
NIT
261
NumerixS Investment Technologies
British Columbia, Canada
$135K -$247K -3,090 -65%
Twin Tree Management
262
Twin Tree Management
Texas
$130K +$72.4K +905 +132%
SG Americas Securities
263
SG Americas Securities
New York
$126K -$2.19M -27,377 -95%
AssetMark Inc
264
AssetMark Inc
California
$126K +$93.3K +1,166 +315%
PCM
265
Penserra Capital Management
California
$125K -$8.58M -107,194 -99%
Marshall Wace
266
Marshall Wace
United Kingdom
$115K -$544K -6,794 -83%
RIA
267
Realta Investment Advisors
Delaware
$113K +$100K +1,251 +941%
MAM
268
Meeder Asset Management
Ohio
$102K -$478K -5,973 -83%
PRC
269
Pearl River Capital
Michigan
$100K +$97.8K +1,222 New
GWAG
270
Garrett Wealth Advisory Group
Texas
$98.3K +$96K +1,200 New
RCAG
271
Rehmann Capital Advisory Group
Michigan
$82.6K +$3.52K +44 +5%
Robeco Institutional Asset Management
272
Robeco Institutional Asset Management
Netherlands
$80K
ASN
273
Advisory Services Network
Georgia
$79K
TRCT
274
Tower Research Capital (TRC)
New York
$75K +$73.1K +914 New
Carson Wealth (CWM LLC)
275
Carson Wealth (CWM LLC)
Nebraska
$66K

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.