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LPL Financial
LPLA

Overview Fund Activity

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.85%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
$114M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
$54.4M
3
Nomura Holdings
Nomura Holdings
Japan
$39.3M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$106M
5
SSA
Schonfeld Strategic Advisors
New York
$30.9M

Top Sellers

1
SC
Samlyn Capital
New York
$115M
2
Fidelity Investments
Fidelity Investments
Massachusetts
$207M
3
SCA
Southpoint Capital Advisors
New York
$123M
4
VNIM
Vaughan Nelson Investment Management
Texas
$41.6M
5
American Century Companies
American Century Companies
Missouri
$131M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCIA
251
Campbell & Co Investment Adviser
Maryland
$261K +$53.1K +650 +26%
VLC
252
Van Leeuwen & Company
New Jersey
$258K -$3.68K -45 -1%
AWM
253
Alterna Wealth Management
Texas
$240K +$240K +2,936 New
CIM
254
Contravisory Investment Management
Massachusetts
$219K – – –
CCM
255
Crabel Capital Management
California
$218K +$218K +2,662 New
JIR
256
James Investment Research
Ohio
$203K +$203K +2,482 New
FDCDDQ
257
Federation des caisses Desjardins du Quebec
Quebec, Canada
$202K -$13.7K -167 -6%
CSS
258
Cubist Systematic Strategies
Connecticut
$180K -$6.04M -73,752 -97%
AIG
259
American International Group
New York
$164K -$2.54K -31 -2%
Walleye Trading
260
Walleye Trading
New York
$139K +$139K +1,697 New
NIT
261
NumerixS Investment Technologies
British Columbia, Canada
$135K -$253K -3,090 -65%
Twin Tree Management
262
Twin Tree Management
Texas
$130K +$74K +905 +132%
SG Americas Securities
263
SG Americas Securities
New York
$126K -$2.24M -27,377 -95%
AssetMark Inc
264
AssetMark Inc
California
$126K +$95.6K +1,166 +315%
PCM
265
Penserra Capital Management
California
$125K -$8.76M -107,194 -99%
Marshall Wace
266
Marshall Wace
United Kingdom
$115K -$558K -6,794 -83%
RIA
267
Realta Investment Advisors
Delaware
$113K +$102K +1,251 +941%
MAM
268
Meeder Asset Management
Ohio
$102K -$487K -5,973 -83%
PRC
269
Pearl River Capital
Michigan
$100K +$100K +1,222 New
GWAG
270
Garrett Wealth Advisory Group
Texas
$98.3K +$98.3K +1,200 New
RCAG
271
Rehmann Capital Advisory Group
Michigan
$82.6K +$3.6K +44 +5%
Robeco Institutional Asset Management
272
Robeco Institutional Asset Management
Netherlands
$80K – – –
ASN
273
Advisory Services Network
Georgia
$79K – – –
TRCT
274
Tower Research Capital (TRC)
New York
$75K +$75K +914 New
Carson Wealth (CWM LLC)
275
Carson Wealth (CWM LLC)
Nebraska
$66K – – –
9 10
11
12 13