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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Wolverine Trading
251
Wolverine Trading
Illinois
$275K +$285K +3,951 New
WAM
252
World Asset Management
Michigan
$274K +$32.6K +452 +13%
Royal Bank of Canada
253
Royal Bank of Canada
Ontario, Canada
$271K -$53.3K -740 -16%
SCP
254
Silverleafe Capital Partners
Tennessee
$268K +$278K +3,853 New
QT
255
Quantamental Technologies
New York
$265K -$70.6K -980 -20%
FHB
256
First Hawaiian Bank
Hawaii
$263K +$103K +1,431 +61%
Jane Street
257
Jane Street
New York
$260K +$270K +3,740 New
SL
258
Signition LP
New York
$258K +$267K +3,707 New
FIM
259
Freedom Investment Management
Connecticut
$251K -$183K -2,533 -41%
AWM
260
Avior Wealth Management
Nebraska
$250K +$20.2K +280 +8%
Acadian Asset Management
261
Acadian Asset Management
Massachusetts
$241K +$250K +3,464 New
CA
262
Cetera Advisors
Colorado
$236K -$12.6K -175 -5%
IAA
263
Independent Advisor Alliance
North Carolina
$226K +$234K +3,243 New
M&T Bank
264
M&T Bank
New York
$218K +$226K +3,132 New
CC
265
Cipher Capital
New York
$211K -$99.8K -1,385 -31%
ACI
266
AMP Capital Investors
Australia
$209K +$217K +3,008 New
CIM
267
Contravisory Investment Management
Massachusetts
$198K -$22.6K -314 -10%
Walleye Trading
268
Walleye Trading
New York
$175K -$246K -3,411 -58%
AG
269
Advisor Group
Arizona
$154K +$86.3K +1,198 +120%
MC
270
Machina Capital
France
$147K +$152K +2,110 New
AIG
271
American International Group
New York
$140K -$5.12K -71 -3%
JIM
272
Jupiter Investment Management
United Kingdom
$118K +$123K +1,707 New
SG Americas Securities
273
SG Americas Securities
New York
$105K +$109K +1,514 New
NIPH
274
NN Investment Partners Holdings
Netherlands
$90K +$93.7K +1,300 New
US Bancorp
275
US Bancorp
Minnesota
$79K +$65.9K +914 +423%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.