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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
QI
251
QS Investors
New York
$11K
Simplex Trading
252
Simplex Trading
Illinois
$8K -$139K -2,284 -94%
AW
253
Alpha Windward
Massachusetts
$8K -$16.5K -270 -67%
Robeco Institutional Asset Management
254
Robeco Institutional Asset Management
Netherlands
$8K -$8.47K -139 -50%
MIM
255
MetLife Investment Management
New Jersey
$7.15K -$183 -3 -3%
Northwestern Mutual Wealth Management
256
Northwestern Mutual Wealth Management
Wisconsin
$7K -$2.56K -42 -27%
JCM
257
Jacobi Capital Management
Pennsylvania
$7K
CI
258
CX Institutional
Indiana
$6K
S
259
SignatureFD
Georgia
$6K +$1.46K +24 +36%
KPW
260
Kore Private Wealth
New York
$6K +$5.73K +94 New
Bessemer Group
261
Bessemer Group
New Jersey
$4K
FGC
262
Financial Gravity Companies
Texas
$3K +$2.19K +36 New
PCP
263
Proficio Capital Partners
Massachusetts
$2K -$975 -16 -31%
EARNEST Partners
264
EARNEST Partners
Georgia
$2K
EFSCE
265
Enterprise Financial Services Corp (EFSC)
Missouri
$2K
VFA
266
Valeo Financial Advisors
Indiana
$2K
CC
267
Claybrook Capital
Massachusetts
$2K +$2.01K +33 New
WDL
268
Well Done LLC
Michigan
$2K +$2.01K +33 New
HNB
269
Huntington National Bank
Ohio
$2K +$2.25K +37 +3,700%
GWM
270
Geneos Wealth Management
Colorado
$1K
TNBTD
271
Trustmark National Bank Trust Department
Mississippi
$1K
Schroder Investment Management Group
272
Schroder Investment Management Group
United Kingdom
$813 -$99.5K -1,632 -11%
TCP
273
Tourbillon Capital Partners
New York
-$47.8M -740,890 Closed
CCM
274
Clearfield Capital Management
New York
-$22.3M -344,966 Closed
GLA
275
Great Lakes Advisors
Illinois
-$8.73M -135,271 Closed

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.