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LPL Financial
LPLA

Overview Fund Activity

395 hedge funds and large institutions have $11B invested in LPL Financial in 2021 Q1 according to their latest regulatory filings, with 83 funds opening new positions, 124 increasing their positions, 141 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
395
Holders Change
+24
Holders Change %
+6.47%
% of All Funds
6.96%
Holding in Top 10
16
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.67%
% of All Funds
0.28%
New
83
Increased
124
Reduced
141
Closed
55
Calls
$23.6M
Puts
$24.7M
Net Calls
-$1.11M
Net Calls Change
+$9.87M

Top Buyers

1
Kayne Anderson Rudnick Investment Management
1
Kayne Anderson Rudnick Investment Management
California
$273M
2
Wells Fargo
2
Wells Fargo
California
$369M
3
MC
3
Maverick Capital
Texas
$121M
4
IAM
4
Iridian Asset Management
Connecticut
$92M
5
Victory Capital Management
5
Victory Capital Management
Texas
$99M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$547M
2
SC
2
Samlyn Capital
New York
$354M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$177M
4
MWA
4
Marshall Wace Asia
Hong Kong
$49.8M
5
VOYA Investment Management
5
VOYA Investment Management
Georgia
$86.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
FMT
226
First Mercantile Trust
Tennessee
$806K +$41.2K +290 +5%
SIM
227
SummerHaven Investment Management
Connecticut
$770K – – –
SC
228
Saltoro Capital
Texas
$768K -$370K -2,600 -33%
AWM
229
Avior Wealth Management
Nebraska
$762K +$52K +366 +7%
Ensign Peak Advisors
230
Ensign Peak Advisors
Utah
$741K +$370K +2,602 +100%
Neuberger Berman Group
231
Neuberger Berman Group
New York
$736K +$261K +1,848 +55%
NA
232
Navellier & Associates
Nevada
$726K -$10.8K -76 -1%
CSS
233
Cubist Systematic Strategies
Connecticut
$680K -$743K -5,230 -52%
Mitsubishi UFJ Trust & Banking
234
Mitsubishi UFJ Trust & Banking
Japan
$654K -$169K -1,622 -21%
LCM
235
Logan Capital Management
Pennsylvania
$654K – – –
AFA
236
Abacus FCF Advisors
Florida
$653K +$653K +4,614 New
Citadel Advisors
237
Citadel Advisors
Florida
$631K -$6.38M -44,921 -91%
WG
238
Winton Group
United Kingdom
$616K -$542K -3,817 -47%
D.E. Shaw & Co
239
D.E. Shaw & Co
New York
$615K -$9.51M -66,956 -94%
CAAS
240
Capital Asset Advisory Services
Michigan
$606K +$568K +3,993 +1,496%
GC
241
Guggenheim Capital
Illinois
$580K -$210K -1,476 -27%
MML Investors Services
242
MML Investors Services
Massachusetts
$557K +$557K +3,918 New
VI
243
Versor Investments
New York
$554K +$554K +3,900 New
VF
244
Virtu Financial
New York
$549K -$260K -1,830 -32%
Northwestern Mutual Wealth Management
245
Northwestern Mutual Wealth Management
Wisconsin
$546K +$520K +3,654 +1,975%
VLC
246
Van Leeuwen & Company
New Jersey
$525K +$63.7K +448 +14%
Cetera Investment Advisers
247
Cetera Investment Advisers
Illinois
$525K +$188K +1,320 +56%
Bessemer Group
248
Bessemer Group
New Jersey
$514K – – –
IIC
249
Ironwood Investment Counsel
Arizona
$508K -$1.11M -7,800 -69%
ESCM
250
Echo Street Capital Management
New York
$494K +$21.9K +154 +5%
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